Manager, Financial Crime Risk Management (US)

TD Bank; Mount Laurel Township (NJ); On-site; USD 91,000 - 146,000; Full time

Job summary

TD Bank Group in Mount Laurel, New Jersey, seeks a Manager, Financial Crime Risk Management to lead a team delivering oversight, policy guidance and advisory services across AML/ATF/Sanctions/ABAC programs. You will drive governance, timely reviews, and collaboration with Compliance, Legal and Audit to strengthen TD's FCRM program.

The role requires SME AML knowledge and strong data analytics skills, including SQL, Data Bricks, SAS, Python and cloud technologies.

Qualifications

• Undergraduate degree or equivalent work experience.
• 7+ years experience in Financial Crime Risk Management or related field.
• SME in Financial and AML knowledge.
• Transaction screening and monitoring experience.
• FCM Testing experience.
• Advanced SQL coding experience.
• Advanced Data Bricks, SAS, Python and Cloud experience.

Responsibilities

• Manages a team of FCRM professionals providing oversight and advisory services to FCRM partners.
• Provides guidance, leadership, coaching and development to ensure operational results and professional development objectives are achieved.
• Collaborates with executive team and senior management to develop proactive strategies and programs to manage regulatory/compliance issues.
• Acts as liaison with Compliance, Legal, Audit and other stakeholders to align on policies and controls.
• Coaches to resolve functional/operational issues and participates in escalated issue resolution.
• Leads enterprise-wide FCRM frameworks, policies and procedures in line with TD's program.

Skills

AML knowledge

Transaction screening

FCM testing

SQL coding

Data Bricks

SAS

Python

Cloud experience

Education

Undergraduate degree or equivalent

Job description

Work Location:

Mount Laurel, New Jersey, United States of America

Hours:

40

Pay Details:

$91,000 - $145,600 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

The Manager, Financial Crime Risk Management role leads and develops a team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized domains of TD's AML/ATF/Sanctions /ABAC programs. This role provides specialized project support or services. This role supports the development and maintenance of TD's FCRM program, including assigning workflow to analysts, providing governance and support, and addressing and escalating issues. Additionally, this role oversees the timely execution of periodic and/or event driven reviews using a risk-based approach to align with policy and regulatory requirements.

Depth & Scope:

• Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
• Leads and manages a team of professionals and overall operation of a diverse group in an area of moderate risk, complexity or scope
• Ensures an integrated approach with other business management areas, broader organization, and enterprise as appropriate
• Deep knowledge and understanding of businesses / technology, and organizational practices / disciplines
• Sound to advanced knowledge of external competition, industry and/or market trends in relation to own function / business
• Focuses on short to medium-term issues

Education & Experience:

• Undergraduate degree or equivalent work experience
• 7+ years experience

Preferred Qualifications:

• SME in Financial and AML knowledge
• Transaction screening and monitoring experience
• FCM Testing experience
• Advanced SQL coding experience
• Advanced Data Bricks, SAS, Python and Cloud experience

Customer Accountabilities:

• Manages a team of FCRM professionals providing oversight and control related advisory services to FCRM partners
• Provides guidance, leadership, coaching and development to ensure operational results and professional / personal development objectives are achieved
• Works with executive team, senior business management / partners to develop proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues
• Acts as key liaison with partners and external groups and provides FCRM subject matter expertise; partners, as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit, Risk
• Coaches to ensure functional / operational problems are handled appropriately, and participates in the negotiation and resolution of complex and/or escalated issues, where necessary
• Leads and develops FCRM enterprise-wide frameworks, methodologies, policies, standards, procedures in coordination with management in line with TD's FCRM Program
• Participates in / manages global regulatory examinations and external / internal audits with respect to request for information regarding portfolio, reviewing, packaging and providing information for department executive
• Takes corrective action and recommends or implements changes to procedures, as required

Shareholder Accountabilities:

• Protects the interests of the organization - identifies and manages risks, and ensures the prompt and thorough resolution of escalated non-standard, high-risk issues
• Actively assists in developing and overseeing implementation of function procedures
• Ensures respective programs / policies / practices are well managed, meets function needs, complies with internal / external requirements and aligns with function priorities
• Consistently exercises discretion in managing correspondence, information and all matters of confidentiality; escalates issues, where appropriate
• Works closely with management team to support the development of business plans, ensuring the optimal use of resources and leverage TD's operating model to maximize efficiency, effectiveness and scale
• Participates in responding to periodic exams / audits by regulatory bodies and Internal Audit, to determine level of BSA/FCRM compliance
• Integrates new systems and upgrades into function operations, as ne