Manager, Enterprise Compliance Reporting & Governance

Charles Schwab

Southlake (TX)

Hybrid

USD 120,000 - 160,000

Full time

28 hours ago
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Benefits offered by this job

401(k) with company match
Employee stock purchase plan
Sabbatical after 5 years
Tuition reimbursement
Health insurance

Job summary

Charles Schwab in Texas seeks a Manager of Compliance Reporting and Governance to partner with senior leaders and risk committees, translating complex information into clear, concise reporting and strengthening enterprise reporting standards.

The role focuses on cross-functional collaboration across Compliance, Legal, and Corporate Risk Management, developing forward-looking indicators and ensuring high-quality reporting to management and the Board.

Qualifications

  • Bachelor’s degree in finance, business management, or a related field.
  • 3+ years of experience in financial, risk, or compliance reporting.
  • Experience developing or supporting enterprise standards, processes, and metrics.
  • Ability to translate complex information into clear, actionable reporting for senior leaders.

Responsibilities

  • Assist with preparing executive-level compliance risk reporting for the CCO and risk committees.
  • Maintain and enhance enterprise reporting frameworks, standards, and metrics.
  • Partner with second-line risk teams to obtain timely inputs and provide constructive feedback.
  • Build partnerships across Compliance, Legal, Corporate Risk Management, and internal teams.
  • Assess impact of compliance risk across business lines and jurisdictions.
  • Support operation of key risk committees and reporting to management and the Board.
  • Act as ambassador for CORE and develop forward-looking indicators through data analysis.
  • Develop visualization and calibration to strengthen governance and program effectiveness.

Skills

Executive reporting
Stakeholder management
Cross-functional collaboration
Analytical reasoning
Attention to detail
Written and verbal communication
PowerPoint
SharePoint
Excel
Data visualization

Education

Bachelor's degree in finance or related field

Tools

SharePoint
Microsoft Excel
PowerPoint
Tableau
Power BI
Power Automate / Power Query

Job description

Charles Schwab in Texas seeks a Manager of Compliance Reporting and Governance to partner with senior leaders and risk committees, translating complex information into clear, concise reporting and strengthening enterprise reporting standards.

The role focuses on cross-functional collaboration across Compliance, Legal, and Corporate Risk Management, developing forward-looking indicators and ensuring high-quality reporting to management and the Board.

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