Enterprise Compliance Reporting & Governance Manager

Charles Schwab Corporation

Southlake (TX)

Hybrid

USD 120,000 - 160,000

Full time

3 days ago
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Job summary

Charles Schwab Corporation is seeking a Manager for the Compliance Reporting and Governance (CORE) team. The role partners with senior leaders, risk committees, and teams across Compliance, Legal, and Corporate Risk Management to translate complex information into clear reporting for decision-makers.

The position focuses on strengthening enterprise reporting standards, governance, and forward-looking insights that support informed oversight and strategic risk management.

Qualifications

  • Bachelor’s degree or higher in finance, business management, or related field.
  • 3+ years of experience in financial, risk, or compliance reporting within a diversified financial services environment.
  • Experience developing or supporting enterprise standards, processes, and metrics.
  • Ability to analyze complex information and translate it into clear, concise reporting for senior leaders and governance committees.
  • Strong attention to detail and analytical rigor, with the adaptability to manage multiple priorities in a fast-paced environment.
  • Demonstrated relationship-building and cross-functional collaboration skills, with a client-focused approach.
  • Clear and confident written and verbal communication skills, including the ability to influence and engage a range of audiences.
  • Proficiency with SharePoint and Microsoft Office, including Word, Excel, and PowerPoint.

Responsibilities

  • Assist with preparing substantive, executive-level compliance risk reporting and high-impact materials for the Chief Compliance Officer and executive risk committees.
  • Help maintain, monitor, and enhance enterprise management reporting frameworks, standards, processes, and metrics.
  • Partner with second-line risk teams to obtain timely, high-quality inputs and provide constructive challenge and feedback that strengthen reporting outcomes.
  • Build effective partnerships across Compliance, Legal, Corporate Risk Management, and internal support teams to advance enterprise compliance metrics and reporting.
  • Assess and clearly communicate the impact of compliance risk across business lines, legal entities, and international jurisdictions.
  • Support the effective operation of key risk committees and the delivery of high-quality reporting and analysis to management and the Board of Directors.
  • Serve as an ambassador for the CORE team by increasing awareness and understanding of compliance risk reporting and governance across the company.
  • Develop forward-looking performance indicators through data analysis, visualization, and calibration to strengthen oversight of compliance risk and program effectiveness.

Skills

Financial risk reporting
Compliance reporting
Executive communication
Analytical rigor
Cross-functional collaboration
Client-focused approach
Written and verbal communication
Office proficiency

Education

Bachelor's degree in finance, business management, or related field
Graduate degree or relevant certifications

Tools

Tableau
Power BI
Power Automate
Power Query
SharePoint

Job description

Charles Schwab Corporation is seeking a Manager for the Compliance Reporting and Governance (CORE) team. The role partners with senior leaders, risk committees, and teams across Compliance, Legal, and Corporate Risk Management to translate complex information into clear reporting for decision-makers.

The position focuses on strengthening enterprise reporting standards, governance, and forward-looking insights that support informed oversight and strategic risk management.

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