Licensed Financial Solutions & Investments Advisor

Bank of America; Sun Valley (CA); On-site; USD 70,000 - 80,000; Full time

Job summary

Bank of America is seeking a licensed financial professional to provide comprehensive advice and tailored solutions, helping clients achieve financial goals. You will triage leads, refer to partners by asset thresholds, meet with clients to review goals, build financial plans, and recommend brokerage products while completing required licenses and SAFE Act training.

This role requires Series 7 and 66 licenses (63/65 acceptable if 66 is missing), strong client relationships, regulatory due

Qualifications

• Currently holds Series 7 and 66 licenses; 63/65 only if 66 is missing
• At least 1 year experience in investments industry
• At least 1 year experience in financial services or sales meeting goals
• Sets and achieves goals; builds relationships; collaborates
• Strong communication and time management; adapts to new information
• Regulatory due diligence is incorporated in daily activities

Responsibilities

• Plan clients' short and long-term financial goals with brokerage products
• Recommend banking and investments strategies aligned with client goals
• Triages client requests and referrals to internal partners
• Mitigate and control risk in daily activities
• Identify new clients via referrals or center clientele
• Coach and provide feedback to referral partners

Skills

Series 7/66 licenses

Investment experience

Financial services background

Goal setting

Relationship building

Team collaboration

Effective communications

Time management

Regulatory due diligence

Education

High School Diploma

Job description

Bank of America is seeking a licensed financial professional to provide comprehensive advice and tailored solutions, helping clients achieve financial goals. You will triage leads, refer to partners by asset thresholds, meet with clients to review goals, build financial plans, and recommend brokerage products while completing required licenses and SAFE Act training.

This role requires Series 7 and 66 licenses (63/65 acceptable if 66 is missing), strong client relationships, regulatory due