Legal & Compliance Analyst for Investment Platform

Fernridge Group; New York (NY); On-site; USD 60,000 - 85,000; Full time

Job summary

Fernridge Group in New York is seeking a Paralegal to support its Legal and Compliance teams. The role involves working closely with attorneys and compliance professionals across investments, finance, investor relations, and operations.

You will handle day-to-day legal and regulatory tasks, organize agreements, assist with due diligence, and help maintain corporate records and governance activities. This position offers broad exposure to a range of private and public credit matters within an

Qualifications

• Experience as a paralegal or related role in asset management or law firm.
• Strong organizational skills and attention to detail.
• Ability to manage multiple assignments and deadlines.
• Clear written and verbal communication.
• Proficiency with Microsoft Office and regulatory/document management systems is a plus.

Responsibilities

• Provide day-to-day support across corporate, transactional, fund, and investment management matters.
• Assist with preparing, reviewing, executing, and organizing agreements, certifications, consents, resolutions, and other legal documents.
• Coordinate signature collection and execution processes, track outstanding items, and maintain completed agreements.
• Support entity formation, ongoing maintenance, corporate filings, and governance activities.
• Maintain corporate records, entity documentation, organizational charts, contract databases, and legal files.
• Assist with legal due diligence, transaction closings, and investment-related matters.
• Coordinate with internal teams and external counsel on documentation, filings, and information requests.
• Support the administration of the firm’s compliance program, including policies, procedures, and record keeping.
• Assist with regulatory filings, registrations, certifications, and periodic reporting.
• Help administer employee compliance processes, including personal trading, gifts and entertainment, outside business activities, and other Code of Ethics requirements.
• Coordinate compliance training, employee attestations, and annual and periodic certifications.
• Gather and organize materials for regulatory examinations, internal reviews, audits, and information requests.
• Support compliance monitoring and testing, including maintaining records of completed reviews.
• Maintain regulatory and compliance calendars and track required filings, reviews, and deadlines.
• Assist with special projects and initiatives across Legal, Compliance, and other business teams.

Skills

Organizational skills

Attention to detail

Time management

Written and verbal communication

Independent & collaborative

Tools

Microsoft Office

Document management systems

Job description

Fernridge Group in New York is seeking a Paralegal to support its Legal and Compliance teams. The role involves working closely with attorneys and compliance professionals across investments, finance, investor relations, and operations.

You will handle day-to-day legal and regulatory tasks, organize agreements, assist with due diligence, and help maintain corporate records and governance activities. This position offers broad exposure to a range of private and public credit matters within an