Global Investment Compliance Analyst

Referment; New York (NY); On-site; USD 70,000 - 100,000; Full time

Job summary

Referment in New York seeks a Compliance Analyst to ensure regulatory compliance across investment products, working with attorneys and analytics teams to address real-time questions and streamline processes.

You will prepare filings, support business units, and help embed new and existing rules into daily operations while developing broader investment-management compliance experience.

Qualifications

• Bachelor's degree or higher with a record of high academic achievement or honors.
• 1–4 years of post-graduate professional experience.
• Broad-based experience in Internal Audit or process-oriented risk analysis across multiple domains.
• Strong analytical ability with data analytics or visualization tools such as Power BI, R, or STATA.
• Clear drafting skills, with experience producing formal audit workpapers or detailed regulatory reports.
• Good organisation and project-management capability, with the discipline to progress detailed work reliably.
• A demonstrated record of achievement and a willingness to learn unfamiliar regulatory and business topics.

Responsibilities

• Prepare regulatory filings and support attorneys and compliance colleagues on business-facing matters.
• Help business teams understand and adhere to relevant compliance policies.
• Design and review automated compliance-monitoring reports, investigating issues with care and accuracy.
• Respond to live regulatory and operational questions involving investment activity.
• Contribute to longer-term projects that maintain compliance with new and existing regulations.

Skills

Power BI

R

STATA

Data analytics

Education

Bachelor's degree or higher

Tools

Power BI

R

STATA

Job description

Referment in New York seeks a Compliance Analyst to ensure regulatory compliance across investment products, working with attorneys and analytics teams to address real-time questions and streamline processes.

You will prepare filings, support business units, and help embed new and existing rules into daily operations while developing broader investment-management compliance experience.