Investment & Financial Planning Advisor

Bank of America; Alhambra (CA); On-site; USD 70,000 - 120,000; Full time

Job summary

Bank of America is hiring for a role that provides comprehensive financial advice and customized solutions to clients. The position involves triaging client leads, coordinating with internal partners, and meeting with clients to review and plan financial and investment goals.

Responsibilities include building financial plans, recommending brokerage products, and maintaining required licenses and trainings to comply with SAFE Act requirements.

Qualifications

• Must hold Series 7 & 66 licenses; or 63/65 with conditional offer
• Experience in investments and financial services sales
• Strong regulatory and compliance awareness

Responsibilities

• Triages client leads and makes referrals to internal partners based on client needs
• Meets with clients to review financial goals and builds financial plans
• Recommends brokerage products and investment strategies aligned with client objectives
• Applies licenses and trainings to maintain required registrations (SAFE Act)
• Manages risk and maintains thorough documentation in client files

Skills

Series 7 & 66 licenses

Investment products knowledge

Client relationship building

Regulatory compliance

Sales experience

Financial planning

Education

High School Diploma or GED

Job description

Bank of America is hiring for a role that provides comprehensive financial advice and customized solutions to clients. The position involves triaging client leads, coordinating with internal partners, and meeting with clients to review and plan financial and investment goals.

Responsibilities include building financial plans, recommending brokerage products, and maintaining required licenses and trainings to comply with SAFE Act requirements.