Investment Advisor & Financial Planning Specialist

Landmark Credit Union; Appleton (WI); On-site; USD 60,000 - 100,000; Full time

Job summary

Landmark Credit Union in Wisconsin seeks an Investment Center professional to assist in providing investment products and services to members. You will conduct client meetings, gather financial information, prepare recommendations and respond to inquiries.

Collaborate with staff, fund and insurance companies, and LPL Financial to service accounts and support delivery of investment solutions under senior advisors.

Qualifications

• High school diploma or equivalent; minimum one year as a registered representative with approval to operate.
• Must be approved to operate as a registered representative of a broker/dealer affiliated with Landmark Credit Union.
• Adhere to policies and procedures of that broker/dealer when handling securities products.

Responsibilities

• Develops and maintains client relationships by conducting initial and ongoing review meetings to assess financial goals, risk tolerance, time horizon, and investment needs.
• Provides investment and financial planning services by preparing financial plans, investment recommendations, applications, proposals, and related documentation.
• Manages client accounts and transactions by processing securities trades, monitoring account activity and statements, and conducting account research with fund companies, insurance carriers, and broker-dealer partners.
• Delivers responsive client service by handling client inquiries, preparing correspondence, coordinating mailings, and serving as a liaison between clients and external partners.
• Maintains accurate client records by documenting client interactions and updating client information within contact management and recordkeeping systems.
• Prepares for and conducts client reviews by analyzing account performance and creating materials to support client review meetings.
• Promotes financial education and awareness by presenting at new hire training sessions and facilitating investment-related educational seminars.
• Performs other duties as assigned.

Skills

Communication skills

Problem solving

Organizational skills

Independent work

Written communication

Education

High school diploma or equivalent

Tools

Registered representative status eligibility

Job description

Landmark Credit Union in Wisconsin seeks an Investment Center professional to assist in providing investment products and services to members. You will conduct client meetings, gather financial information, prepare recommendations and respond to inquiries.

Collaborate with staff, fund and insurance companies, and LPL Financial to service accounts and support delivery of investment solutions under senior advisors.