Financial Advisor

Summit Credit Union; Waukesha (WI); On-site; USD 60,000 - 90,000; Full time

Job summary

Summit Credit Union in Baraboo, WI seeks a Financial Advisor affiliated with LPL Financial to join the Investment Program. You will manage an existing book of business and build a strong client base through the bank’s referral network, providing investment guidance with an open-architecture platform.

You will work with a team focused on helping clients achieve their financial goals, leveraging LPL’s tools and resources while offering solutions without proprietary products.

Qualifications

• Three or more years of investment sales experience.
• Series 7 and 66 licenses required.
• Insurance license required.

Responsibilities

• Take over an existing book of business.
• Grow a strong client base through the bank’s referral system.
• Provide investment guidance using an open-architecture platform.

Skills

Investment sales

Client relationship management

Education

Series 7 and 66 license

Insurance license

Job description

Your career path should lead to real opportunity

LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Summit Credit Union in Baraboo, WI would allow you to join the Investment Program at Summit Credit Union as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.

The Investment Program at Summit Credit Union supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to Summit Credit Union for financial solutions. This position will offer:

• The ability to take over an existing book of business.
• The ability to build a strong client base with the Bank’s exceptional referral system
• Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals
• The opportunity to find new clients via the bank’s client base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL’s combination of tools, technology, and support
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the bank’s reputation and community standing

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client’s goals

Whatever your vision of success, we’re with you every step of the way.

Requirements

• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience

***REQUIRED DISCLOSURE(S)

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Summit Credit Union.

Tracking # 1-05026674

Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
This employer is required to notify all applicants of their rights pursuant to federal employment laws.For further information, please review the Know Your Rights notice from the Department of Labor.