Financial Advisor

Summit Credit Union; Baraboo (WI); On-site; USD 60,000 - 80,000; Full time

Benefits offered by this job

Access to proprietary technology

Open architecture platform

Resources for creating client solutions

Job summary

A leading financial institution in Baraboo, WI is seeking a Financial Advisor to join its Investment Program. This role involves managing and building a client base through bank referrals and creating tailored investment solutions without proprietary products. Candidates must have Series 7 and 66 licenses as well as three or more years of experience in investment sales. This position offers access to advanced technology and a supportive framework for growing your business successfully.

Qualifications

• Series 7 and 66 (63/65) licenses are mandatory.
• Insurance license is required.
• Three or more years of investment sales experience.

Responsibilities

• Manage and build a client base through bank referrals.
• Create tailored investment solutions for clients.
• Utilize tools and support from LPL Financial.

Skills

Sales experience

Client relationship management

Tools

Investment products knowledge

Job description

Your career path should lead to real opportunity

LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Summit Credit Union in Baraboo, WI would allow you to join the Investment Program at Summit Credit Union as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.

The Investment Program at Summit Credit Union supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

What this position offers

• The ability to take over an existing book of business.
• The ability to build a strong client base with the Bank’s exceptional referral system
• Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals
• The opportunity to find new clients via the bank’s client base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL’s combination of tools, technology, and support
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the bank’s reputation and community standing

Benefits to our advisors

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client’s goals

Whatever your vision of success, we’re with you every step of the way.

Requirements

• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience

Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with Summit Credit Union, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.

***REQUIRED DISCLOSURE(S)

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Summit Credit Union.

Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities

This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.