Internal Audit Advisor — Risk & Controls (Hybrid)

Raymond James; Saint Petersburg (FL); Hybrid; USD 65,000 - 90,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Life insurance

Disability benefits

Retirement plan

Paid time off

Parental leave

Job summary

Raymond James in Saint Petersburg, FL seeks an experienced internal auditor to conduct audits of limited scope and complexity and develop risk profiles within a functional area. The role involves recommending process improvements, evaluating controls, and staying current with regulatory changes.

You will partner with colleagues and business units to strengthen the control environment, perform tests of operational effectiveness, and prepare written recommendations and follow-up plans.

Qualifications

• Fundamental concepts, practices and procedures of auditing and risk assessment.
• Fundamental concepts of financial markets and products.
• Fundamental concepts of finance and accounting.
• Understanding of operational risks and related controls of regulations.
• Excellent verbal and written communication skills with the ability to present complex issues to Senior Management.

Responsibilities

• Lead and support audit activities such as risk assessments, audit testing, control evaluation, work paper documentation, follow-up and issue closure verification.
• Partner with colleagues, clients and control community members to evaluate the control environment.
• Stay up-to-date with evolving regulatory changes and market events that impact the business.
• Perform ongoing analysis of risk trends through business monitoring and audit coverage execution.
• Develop and maintain an in-depth understanding of business areas, financial products, and supporting functions.
• Perform data collection and analysis in compliance with audit program requirements to identify, analyze and recommend changes to core business processes.
• Independently perform tests of operational effectiveness to validate controls.
• Identify, review, assess and document risk management and control issues of assigned business processes.

Skills

Auditing concepts

Risk assessment

Controls testing

Data analysis

Communication skills

Regulatory awareness

Education

Bachelor’s Degree in Business Administration, Finance, or Accounting

Job description

Raymond James in Saint Petersburg, FL seeks an experienced internal auditor to conduct audits of limited scope and complexity and develop risk profiles within a functional area. The role involves recommending process improvements, evaluating controls, and staying current with regulatory changes.

You will partner with colleagues and business units to strengthen the control environment, perform tests of operational effectiveness, and prepare written recommendations and follow-up plans.