Insurance Compliance Analyst — Regulatory Testing & Insights

Talentify; Des Moines (IA); On-site; USD 69,000 - 126,000; Full time

Job summary

Principal Asset Management is seeking a Compliance Analyst to support regulatory excellence in the life and disability insurance space. You will partner with business leaders to ensure compliance with laws and regulations and help enhance our compliance testing programs.

Positioned at the crossroads of financial services and technology, Principal Asset Management is a mission-oriented organization with a long history of financial security and trusted leadership.

Qualifications

• Bachelor's degree or equivalent; 4+ years of compliance experience within a financial services organization (life and disability insurance preferred).
• 2+ years working with insurance regulators.
• 2+ years in compliance testing, auditing or risk assessment.
• Knowledge of life and disability insurance regulations.

Responsibilities

• Assist with legal, regulatory, and operational issues.
• Assist with targeted testing across life and disability products.
• Prepare and submit regulatory reports and filings to relevant authorities as required.
• Respond to requests for information relating to regulatory examinations, surveys, and inquiries.
• Analyze compliance data and provide insights to drive informed decision-making.
• Collaborate with cross-functional teams to develop practical, risk-aware solutions.
• Review and strengthen compliance controls and business processes.
• Evaluate insurance operations, including SEC Rule 38a-1 assessments.
• Identify and implement enhancements to the compliance program.
• Communicate clearly and confidently with internal teams and regulators under tight deadlines.

Skills

Regulatory compliance

Analytical skills

Communication skills

Risk assessment

Cross-functional collaboration

Education

Bachelor’s degree

Tools

Regulatory reporting tools

Job description

Principal Asset Management is seeking a Compliance Analyst to support regulatory excellence in the life and disability insurance space. You will partner with business leaders to ensure compliance with laws and regulations and help enhance our compliance testing programs.

Positioned at the crossroads of financial services and technology, Principal Asset Management is a mission-oriented organization with a long history of financial security and trusted leadership.