Impactful Compliance Analyst – Ethics & Risk

Millennium Management LLC; Miami (FL); On-site; USD 70,000 - 110,000; Full time

Job summary

Millennium Management LLC is seeking a Compliance Analyst to join the Compliance Department. The role supports the design, implementation, and enforcement of our compliance program across policies, procedures, processes, systems, and controls.

You will perform high-level analysis and day-to-day support, collaborating with business groups, while upholding confidentiality and professionalism in a fast-paced, evolving environment.

Qualifications

• 2+ years’ experience in financial services control functions, ideally Hedge Fund and Private Equity regulatory compliance experience or accounting, investor services, policy, audit or similar process-driven and detail-oriented experience in financial services
• Bachelor’s degree from an accredited university or college with a strong academic record
• Strong attention to detail and organization skills, possess the ability to spot issues, and respond timely
• Outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
• Ability to prioritize in a fast paced, high pressure, constantly evolving environment with high urgency and ownership
• Ability to learn and develop ownership of systems

Responsibilities

• Assist in the Firm’s global compliance program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and inspections
• Manage the Firm’s code of ethics/personal trading policies utilizing compliance software
• Liaise with employees to ensure all necessary personal trading information is provided to the Firm to enable trade monitoring in accordance with regulatory requirements
• Work on the personal trading program including personal trade disclosures, pre-approval requests and reconciliation
• Coordinate the Firm’s compliance certification program
• Help with preparation, delivery, and tracking of relevant compliance trainings
• Facilitate the development of controls and system enhancements to improve the Firm’s compliance program
• Aid with the internal compliance projects, such as preparing metrics of department projects and trend analysis
• Undertake ad-hoc compliance-related projects, as assigned

Skills

Financial services experience

Attention to detail

Verbal & written communication

Prioritization under pressure

Ownership of systems

Education

Bachelor's degree

Job description

Millennium Management LLC is seeking a Compliance Analyst to join the Compliance Department. The role supports the design, implementation, and enforcement of our compliance program across policies, procedures, processes, systems, and controls.

You will perform high-level analysis and day-to-day support, collaborating with business groups, while upholding confidentiality and professionalism in a fast-paced, evolving environment.