Quant Trading Compliance Associate

Millennium; New York (NY); On-site; USD 70,000 - 160,000; Full time

Job summary

Millennium is a global, diversified alternative investment firm seeking a Compliance professional focused on Quantitative Trading. You will support the administration of the company’s global program, vet portfolio teams, and monitor evolving regulatory expectations in a global context.

The role emphasizes analysis, policy drafting, and collaboration with senior management, with a base compensation package and a strong benefits framework.

Qualifications

• 3-5 years of relevant experience at a regulatory authority, bank, broker-dealer, or buy‑side firm.
• Experience addressing algorithmic or systematic trading matters, with understanding of model‑based trading and execution algorithms preferred.
• Bachelor’s degree in Computer Science, Finance, Economics, or similar field, with a strong academic record.
• Understanding of global financial markets and market structure preferred.
• General understanding of artificial intelligence, including current regulatory focus areas.
• Strong analytical and conceptual problem‑solving skills, with attention to detail.
• Strong sense of ownership and ability to manage priorities, multitask, and meet deadlines.
• Strong written and verbal communication skills, including ability to develop presentation materials for senior management; proficiency in PowerPoint and Excel.

Responsibilities

• Support the administration of the Firm’s global Quantitative Trading Compliance program, including vetting and reviewing portfolio management teams under the Algorithmic Trading Policy.
• Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading.
• Conduct ongoing analysis to enhance the Firm’s global Quantitative Trading Compliance program.
• Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects.
• Support drafting and maintenance of compliance policies and procedures.
• Prepare and deliver compliance training materials.

Skills

Algorithmic trading

Regulatory compliance

Analytical thinking

Communication skills

Project prioritization

PowerPoint

Excel

Education

Bachelor’s degree in Computer Science, Finance, Economics

Tools

PowerPoint

Excel

Job description

Millennium is a global, diversified alternative investment firm seeking a Compliance professional focused on Quantitative Trading. You will support the administration of the company’s global program, vet portfolio teams, and monitor evolving regulatory expectations in a global context.

The role emphasizes analysis, policy drafting, and collaboration with senior management, with a base compensation package and a strong benefits framework.