Hybrid Trade Desk Specialist: Market Ops & Client Support

Citizens Bank; Johnston (RI); Hybrid; USD 65,000 - 90,000; Full time

Job summary

Citizens Bank seeks a Trade Desk Specialist to support inbound inquiries and trade requests for our Wealth Management clients and advisor lines. The role emphasizes accurate trade execution, regulatory compliance, and delivering excellent client service.

You will monitor execution, settlement, and clearing, processing trades across mutual funds, UITs, equities, fixed income, and more. Licensing (Series 7 and 63/66) and 3–5 years in trade operations are preferred; expect a collaborative,

Qualifications

• FINRA licenses required (Series 7 and 63/66).
• 3–5 years in Trade Operations or similar role within finance preferred.
• Strong communication skills with a customer-first mindset.

Responsibilities

• Monitor daily operations of trade execution, settlement, and clearing to ensure timely, accurate trade completion.
• Execute and process trades across products including mutual funds, UITs, structured products, equities, and fixed income.
• Ensure accuracy and regulatory compliance (TRACE, RTRS, CAT).
• Discrepancy resolution and coordination with departments to facilitate trade processing.

Skills

FINRA Series 7

FINRA Series 63/66

Trade Operations

Communication Skills

Job description

Citizens Bank seeks a Trade Desk Specialist to support inbound inquiries and trade requests for our Wealth Management clients and advisor lines. The role emphasizes accurate trade execution, regulatory compliance, and delivering excellent client service.

You will monitor execution, settlement, and clearing, processing trades across mutual funds, UITs, equities, fixed income, and more. Licensing (Series 7 and 63/66) and 3–5 years in trade operations are preferred; expect a collaborative,