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Job summary
A leading trading firm based in New York is seeking a Trade/Execution Services Support professional. The role involves being the primary contact for clients, overseeing customer issues, and collaborating closely with various departments. Candidates should have over 5 years of experience in trade/execution services and be knowledgeable in regulatory compliance. This is a hybrid position, requiring 3 days in the office. Competitive benefits and a dynamic work environment await.
Qualifications
5+ years of experience in Trade/Execution Services.
Ability to handle low-touch DMA equity orders and complex option trades.
Familiar with regulatory requirements related to account opening.
Responsibilities
Serve as the primary point of contact for clients.
Oversee and resolve customer issues across business lines.
Work closely with Technology, Operations & Compliance to ensure proper setup.
Skills
Trade/Execution Services
Client communication
Knowledge of Bloomberg
Regulatory knowledge (KYC, AML)
Self-starter
Education
Series 7
Series 63
Series 55/57
Tools
Bloomberg
Wedbush
FIS
Job description
A leading trading firm based in New York is seeking a Trade/Execution Services Support professional. The role involves being the primary contact for clients, overseeing customer issues, and collaborating closely with various departments. Candidates should have over 5 years of experience in trade/execution services and be knowledgeable in regulatory compliance. This is a hybrid position, requiring 3 days in the office. Competitive benefits and a dynamic work environment await.