Hybrid: Strategic Regulatory & Risk Leader

EPC Eneric Petroleum Corp.; Fairfield (IA); Hybrid; USD 120.000 - 180.000; Vollzeit

Benefits dieser Stelle

Medical, vision, dental, life and long

401K retirement plan with company

Eleven paid holidays

Zusammenfassung

Cambridge is seeking an experienced Regulatory & Risk Principal to shape regulatory, supervisory, and operational risk responsibilities across Service Experience. You will work at the intersection of service, compliance, risk, operations, trading, and technology to drive practical, scalable improvements for financial professionals, clients, and associates.

You will own complex regulatory matters, coordinate examinations, and translate requirements into clear processes and guidance.

Qualifikationen

• 7+ years of financial services experience in supervision, compliance, operations, regulatory oversight, trading, risk, or related function.
• Experience managing complex regulatory, operational, or supervisory responsibilities.
• Proven ability to collaborate across business, compliance, legal, risk, operations, and technology teams.
• Strong judgment and the ability to balance regulatory requirements, operational realities, risk, and customer experience.
• Ability to simplify complex information and turn requirements into practical, workable solutions.
• Proactive, solutions-focused mindset with a passion for continuous improvement.
• Strong relationship-building and communication skills across cross-functional issues.

Aufgaben

• Serve as a trusted regulatory and risk partner across Service Experience, Compliance, Legal, Supervision, Risk Management, Operations, Internal Audit, Technology, and other teams.
• Coordinate regulatory examinations, inquiries, information requests, and follow-up activities.
• Translate complex regulatory requirements into clear, practical processes, controls, procedures, and guidance.
• Perform or coordinate required principal reviews and approvals within your assigned responsibilities.
• Identify emerging risks, recurring issues, control gaps, and opportunities for improvement.
• Help teams prepare for regulatory, technology, vendor, and process changes through effective communication, education, testing, and implementation.
• Look beyond individual issues to uncover root causes and develop sustainable solutions.
• Identify opportunities to reduce friction while improving quality, consistency, efficiency, and scalability.
• Bring the right partners together to resolve complex issues, establish clear ownership, and drive solutions through completion.
• Partner with clearing firms, vendors, counterparties, and other external partners to manage changes and maintain strong standards.

Kenntnisse

Regulatory risk experience

Cross-functional collaboration

Financial services knowledge

Regulatory examinations

Strong communication

Ausbildung

FINRA licenses (Series 7, 24, 4, 53)

Jobbeschreibung

Cambridge is seeking an experienced Regulatory & Risk Principal to shape regulatory, supervisory, and operational risk responsibilities across Service Experience. You will work at the intersection of service, compliance, risk, operations, trading, and technology to drive practical, scalable improvements for financial professionals, clients, and associates.

You will own complex regulatory matters, coordinate examinations, and translate requirements into clear processes and guidance.