Regulatory and Risk Principal — Collaborative Compliance Leader

Eneric Petroleum Corp.; Fairfield (IA); Hybrid; USD 120,000 - 180,000; Full time

Benefits offered by this job

Medical, vision, dental, life and long

401K retirement plan with company-ming

Vacation/sick time

Eleven paid holidays

Job summary

Cambridge is seeking a Regulatory & Risk Principal to shape how regulatory, supervisory, and operational risk responsibilities are managed across Service Experience. This hybrid role sits at the intersection of service, compliance, risk, operations, trading, and technology, influencing improvements for professionals, clients, and associates.

You will lead regulatory examinations coordination, translate complex requirements into practical processes, and drive root-cause analyses to deliver

Qualifications

• 7+ years of financial services experience in supervision, compliance, operations, regulatory oversight, trading, risk, or a related function.
• Strong judgment balancing regulatory requirements, operational realities, risk, and customer experience.
• Able to simplify complex information and turn requirements into practical, workable solutions.
• Proactive, solutions-focused mindset with a passion for continuous improvement.

Responsibilities

• Serve as a trusted regulatory and risk partner across Service Experience, Compliance, Legal, Supervision, Risk Management, Operations, Internal Audit, Technology, and other teams.
• Coordinate regulatory examinations, inquiries, information requests, and follow-up activities.
• Translate complex regulatory requirements into clear, practical processes, controls, procedures, and guidance.
• Perform or coordinate required principal reviews and approvals within your assigned responsibilities.
• Identify emerging risks, recurring issues, control gaps, and opportunities for improvement.
• Help teams prepare for regulatory, technology, vendor, and process changes through effective communication, education, testing, and implementation.

Skills

Regulatory & risk partner

Cross-functional collaboration

Regulatory examinations coordination

Problem solving

Tools

FINRA licenses

Job description

Cambridge is seeking a Regulatory & Risk Principal to shape how regulatory, supervisory, and operational risk responsibilities are managed across Service Experience. This hybrid role sits at the intersection of service, compliance, risk, operations, trading, and technology, influencing improvements for professionals, clients, and associates.

You will lead regulatory examinations coordination, translate complex requirements into practical processes, and drive root-cause analyses to deliver