Hybrid Portfolio Compliance Director — Automation & Guidelines

Kforce Inc; Boston (MA); Hybrid; USD 140,000 - 190,000; Full time

Job summary

Kforce Inc. in Boston seeks an experienced Associate Director of Portfolio Compliance to support sophisticated investment strategies in collaboration with portfolio management, legal, regulatory compliance, and client relationship teams.

You will evaluate proposed trades for guideline compliance, review daily alerts, oversee setup and monitoring of client guidelines in the CRD system, and help drive automation while mentoring junior staff in a fast-paced environment.

Qualifications

• 5-10 years of investment guideline and/or portfolio compliance experience
• Strong experience with CRD compliance
• Asset management or investment management industry experience
• Experience supporting automation or technology-driven process improvements
• Working knowledge of equities and derivative instruments
• Strong analytical, organizational, and problem-solving skills
• Excellent written and verbal communication skills
• Ability to work effectively in a fast-paced environment

Responsibilities

• Evaluate proposed trades for compliance with client investment guidelines, contractual requirements, and applicable regulations
• Review and analyze daily portfolio compliance alerts and warning reports
• Oversee the setup and monitoring of client investment guidelines and restrictions within the compliance system
• Support portfolio rebalance reviews and new investment initiatives
• Analyze client guidelines and restrictions related to portfolio management activities
• Partner cross-functionally on regulatory and operational requirements
• Identify and implement enhancements to compliance processes and workflows
• Contribute to automation, technology, and AI-enabled initiatives
• Provide guidance and oversight to junior team members

Skills

Investment compliance

CRD experience

Asset management

Automation / tech improvements

Analytical skills

Communication skills

Team mentoring

Tools

Charles River Development (CRD)

Job description

Kforce Inc. in Boston seeks an experienced Associate Director of Portfolio Compliance to support sophisticated investment strategies in collaboration with portfolio management, legal, regulatory compliance, and client relationship teams.

You will evaluate proposed trades for guideline compliance, review daily alerts, oversee setup and monitoring of client guidelines in the CRD system, and help drive automation while mentoring junior staff in a fast-paced environment.