Global Portfolio Compliance Lead: Automation & AI

Madison-Davis, LLC; Boston (MA); On-site; USD 140,000 - 190,000; Full time

Job summary

Madison-Davis, LLC in Boston seeks an experienced Portfolio Compliance professional to oversee investment guideline monitoring, trading restrictions, and regulatory compliance across global strategies.

The role partners with portfolio managers, trading desks, legal and compliance to ensure activities align with client mandates and regulatory requirements. Strong automation and AI interest preferred.

Qualifications

• 5-7 years of experience in asset management or investment compliance.
• Experience interpreting investment restrictions and monitoring alerts.
• Involvement with automation, workflow optimization, or technology upgrades.
• Strong analytical, problem solving and organizational skills.

Responsibilities

• Monitor portfolios and transactions for adherence to mandates, restrictions and regulations.
• Review daily alerts, trading exceptions and guideline breaches.
• Translate complex guidelines into actionable trading controls.
• Configure monitoring rules within compliance systems and participate in rebalancing reviews.
• Collaborate with portfolio management, trading, legal and client services.

Skills

Asset management compliance

Regulatory compliance

Trading restrictions

Automation & tech

Cross-functional collaboration

Analytical skills

Communication

Job description

Madison-Davis, LLC in Boston seeks an experienced Portfolio Compliance professional to oversee investment guideline monitoring, trading restrictions, and regulatory compliance across global strategies.

The role partners with portfolio managers, trading desks, legal and compliance to ensure activities align with client mandates and regulatory requirements. Strong automation and AI interest preferred.