Hybrid NY Compliance Associate - Private Equity

Landing Point; New York (NY); Hybrid; USD 85,000 - 110,000; Full time

Job summary

Landing Point, a leading private equity investment firm in New York, seeks a Compliance Associate to join its New York office. The role offers broad exposure across the compliance program and interactions with investment professionals and senior leadership.

You will support the monitoring program, manage compliance systems, review materials, oversee personal trading and conflicts, and help with regulatory filings across jurisdictions.

Qualifications

• 2-6 years of relevant compliance experience within an investment manager, financial institution, law firm, consulting firm, or similar environment.
• Experience within private equity, private markets, or alternative investments is preferred but not required.
• Strong organizational skills and attention to detail.
• Excellent written and verbal communication skills.
• Proactive, intellectually curious, and comfortable taking ownership of responsibilities.
• Ability to work effectively with colleagues across multiple offices and functions.

Responsibilities

• Support the execution of the firm's compliance monitoring and testing program.
• Manage and maintain the firm's compliance systems and related processes.
• Review marketing materials and assist with investor due diligence questionnaires.
• Oversee employee compliance matters, including personal trading, gifts and entertainment, and conflicts of interest.
• Assist with regulatory filings and other regulatory requirements across applicable jurisdictions.
• Maintain the compliance calendar and help coordinate employee training, conflict checks, and other compliance initiatives.
• Assist with the development and maintenance of compliance policies and procedures.
• Maintain appropriate compliance documentation and books and records.

Skills

Compliance experience

Attention to detail

Written and verbal communication

Ownership mindset

Job description

Landing Point, a leading private equity investment firm in New York, seeks a Compliance Associate to join its New York office. The role offers broad exposure across the compliance program and interactions with investment professionals and senior leadership.

You will support the monitoring program, manage compliance systems, review materials, oversee personal trading and conflicts, and help with regulatory filings across jurisdictions.