Hedge Fund Compliance Specialist | Regulation & Reporting

JCW Group; New York (NY); On-site; USD 80,000 - 110,000; Full time

Job summary

JCW Group in New York is seeking a Compliance Analyst to join a small, collaborative team. The role reports to the CCO and focuses on monitoring trading to ensure regulatory compliance, preparing and submitting regulatory filings, and managing wall crossing procedures.

The ideal candidate has prior compliance experience in a regulated environment such as hedge funds or investment banks and is motivated to grow within the team.

Qualifications

• Experience in compliance at a similarly regulated firm (hedge fund, investment bank, or trading house).
• Knowledge of regulatory reporting requirements and filings.
• Strong attention to detail and ability to stay current with evolving rules.

Responsibilities

• Monitor trading activities to ensure compliance with regulations.
• Assist in the preparation and submission of regulatory reports and filings.
• Handle the wall crossing process.
• Stay up to date with regulatory updates and requirements.

Skills

Regulatory compliance

Trading surveillance

Regulatory reporting

Job description

JCW Group in New York is seeking a Compliance Analyst to join a small, collaborative team. The role reports to the CCO and focuses on monitoring trading to ensure regulatory compliance, preparing and submitting regulatory filings, and managing wall crossing procedures.

The ideal candidate has prior compliance experience in a regulated environment such as hedge funds or investment banks and is motivated to grow within the team.