Senior Compliance Executive & Risk Strategy Leader

Antares Capital LP; New York (NY); On-site; USD 200,000 - 230,000; Full time

Benefits offered by this job

Medical, dental, vision coverage

401(k)

Profit sharing

Paid time off

Maven family & fertility benefit

Job summary

Antares Capital LP in New York and Chicago seeks an experienced senior compliance professional to lead regulatory programs, advise senior leadership, and contribute as a trusted advisor across enterprise-wide initiatives.

The role requires 8–10 years of asset management compliance experience, JD preferred, and deep knowledge of US investment adviser laws. Strong communication and cross-functional collaboration skills are essential.

Qualifications

• Minimum of 8–10 years of relevant compliance experience in the asset management industry (private debt experience preferred).
• Law firm, in‑house and/or SEC experience a plus, JD preferred.
• Proven knowledge and experience in the regulation of registered investment advisers and Business Development Companies.
• Comprehensive knowledge of US laws applicable to investment advisers, including the Investment Advisers Act of 1940 and Investment Company Act of 1940.
• Ability to identify regulatory and compliance issues, propose solutions and raise significant issues to firm leadership.
• Strong work ethic and comfortable working in a fast‑paced environment while also learning.
• Excellent verbal and written communication skills with the ability to understand, simplify and communicate internal and external regulations, risks, laws, and policies in a clear, focused, and concise manner.
• Ability to tailor communication (verbal and written) to multiple target audiences with different levels of compliance acumen.

Responsibilities

• Assist in the oversight of the firm’s compliance program through development and enhancement of the processes and procedures required to comply and align with all laws, regulatory rules, and relevant firm policies.
• Identify potential areas of compliance vulnerability and risk.
• Develop and implement corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations in the future.
• Assist in management of the firm’s compliance risk assessment that focuses on the identification and evaluation of compliance risks throughout the company.
• Lead and participate in cross‑functional teams of internal staff and be responsible for complex projects.

Skills

Regulatory compliance

Communication skills

Cross-functional collaboration

Risk assessment

Problem solving

Data analysis

Education

JD preferred

Tools

Microsoft Office Suite

Job description

Antares Capital LP in New York and Chicago seeks an experienced senior compliance professional to lead regulatory programs, advise senior leadership, and contribute as a trusted advisor across enterprise-wide initiatives.

The role requires 8–10 years of asset management compliance experience, JD preferred, and deep knowledge of US investment adviser laws. Strong communication and cross-functional collaboration skills are essential.