Global Markets Compliance Leader, U.S. CCO

TD Bank Group; New York (NY); Presencial; USD 250 000 - 370 000; Tempo integral

Resumo da oferta

TD Securities (US) is seeking a Head of Compliance for Global Markets in New York. The role oversees the compliance framework, leads a large global team, and serves as the U.S. Chief Compliance Officer, engaging with regulators and senior business leaders.

The ideal candidate has 20+ years in compliance within global financial markets, strong regulatory expertise, and a track record of executive leadership and strategic execution.

Qualificações

• Bachelor's degree required.
• JD or equivalent advanced degree preferred.
• 20+ years of experience in compliance, legal, or regulatory roles within global financial markets.
• Deep knowledge of U.S. and international market regulation (SEC, CFTC, FINRA, ESMA, FCA).

Responsabilidades

• Provides people management leadership, hiring top talent and setting goals.
• Oversees compliance support for complex transformation initiatives.
• Leads compliance integration for mergers and restructurings in Global Markets.
• Advises on regulatory risks, product launches, and market entry.
• Drives surveillance, monitoring, and data analytics enhancements.

Conhecimentos

Regulatory expertise

Executive leadership

Strategic thinking

Stakeholder management

Public speaking

Formação académica

Bachelor's degree

Juris Doctor (JD) or equivalent

Descrição da oferta de emprego

TD Securities (US) is seeking a Head of Compliance for Global Markets in New York. The role oversees the compliance framework, leads a large global team, and serves as the U.S. Chief Compliance Officer, engaging with regulators and senior business leaders.

The ideal candidate has 20+ years in compliance within global financial markets, strong regulatory expertise, and a track record of executive leadership and strategic execution.