VP, Compliance Transformation & Program Delivery

TD; City of Rensselaer (NY); On-site; USD 140,000 - 180,000; Full time

Job summary

TD Securities is seeking an experienced Compliance Transformation leader in New York to oversee high-priority initiatives, including remediation and control programs. You will contribute to governance, maintain an integrated remediation portfolio, and drive transparent reporting to senior leadership.

The role requires 10+ years in Compliance or Transformation within financial services, with strong program governance and cross-functional collaboration.

Qualifications

• 10+ years of progressive experience in Compliance, Risk, Regulatory, Audit, Controls, Program Management, or Transformation roles within a global financial services, capital markets, broker-dealer, or similarly complex regulated environment.
• Demonstrated experience leading or contributing to large-scale transformation, remediation, regulatory response, control enhancement, or operating model change programs with senior leadership visibility and cross-functional dependencies.
• Strong understanding of Compliance operating models, regulatory expectations, 2nd Line of Defense responsibilities, risk management frameworks, control design, issue management, surveillance, monitoring, testing, governance, and remediation execution.

Responsibilities

• Contribute to the program management function for TD Compliance initiatives, ensuring strong governance, disciplined execution, and timely delivery of strategic, regulatory, remediation, and control-related priorities.
• Assist in maintaining an integrated portfolio view of remediation commitments, including regulatory, audit, self-identified, and management-driven initiatives, to support oversight and senior management reporting.
• Oversee remediation execution, including milestone tracking, dependency management, risk and issue identification, escalation, and support for resolving blockers or scope changes.
• Provide informed challenge to project owners and workstream leads by applying both project management discipline and practical Compliance knowledge across regulatory expectations, controls, surveillance, monitoring, governance, and remediation.
• Drive transparency and accountability across the Compliance change portfolio by ensuring initiatives are clearly scoped, appropriately resourced, measurable, and aligned to business, regulatory, and Compliance priorities.
• Develop executive-ready reporting for senior Compliance leadership, including dashboards, milestone updates, risk and issue summaries, budget impacts, dependency tracking, and forward-looking delivery views.
• Coordinate the annual TD Compliance technology budget process, including intake of technology requests, prioritization, business case development, investment tracking, and alignment of funding to risk mitigation and Compliance value.
• Partner across Compliance, Technology, Risk, Legal, Operations, and other stakeholders to translate Compliance priorities into executable plans and deliverables.
• Monitor portfolio health and identify emerging risks, including delivery challenges, resource constraints, budget pressures, and control implications.
• Improve execution practices across TD Compliance by standardizing templates, strengthening governance routines, enhancing reporting, improving dependency management, and reducing fragmented or manual processes.

Skills

Program management

Regulatory knowledge

Risk management

Governance

Remediation

Cross-functional collaboration

Education

Bachelor’s degree

Job description

TD Securities is seeking an experienced Compliance Transformation leader in New York to oversee high-priority initiatives, including remediation and control programs. You will contribute to governance, maintain an integrated remediation portfolio, and drive transparent reporting to senior leadership.

The role requires 10+ years in Compliance or Transformation within financial services, with strong program governance and cross-functional collaboration.