Head of Compliance — Global Regulatory Strategy Lead

Pillar; New York (NY); On-site; USD 120,000 - 160,000; Full time

Benefits offered by this job

Competitive Initial Equity Package

401(k) Program

Unlimited PTO and Flexible Hours

Paid lunch, coffee, and snacks

Job summary

A leading fintech company in New York is seeking a Head of Compliance to oversee regulatory compliance across the U.S. and globally. The role requires 7+ years of experience in compliance and deep knowledge of CFTC and NFA regulations. Responsibilities include maintaining compliance obligations, researching global regulatory requirements, and developing scalable compliance infrastructure. The ideal candidate will have a proven ability to build compliance programs from scratch and communicate complex regulations effectively. This position offers a competitive salary, equity, and flexible working hours.

Qualifications

• 7+ years in compliance, legal, or regulatory roles within relevant firms.
• Expertise in CFTC and NFA regulations.
• Experience with cross-border regulatory frameworks.

Responsibilities

• Maintain organization's compliance with CFTC and NFA obligations.
• Research regulatory requirements for international markets.
• Build monitoring and surveillance compliance systems.
• Design and enforce firm-wide compliance policies.
• Advise on regulatory implications of new products and expansions.

Skills

Compliance expertise

Regulatory knowledge

Clear communication

Risk management

Job description

A leading fintech company in New York is seeking a Head of Compliance to oversee regulatory compliance across the U.S. and globally. The role requires 7+ years of experience in compliance and deep knowledge of CFTC and NFA regulations. Responsibilities include maintaining compliance obligations, researching global regulatory requirements, and developing scalable compliance infrastructure. The ideal candidate will have a proven ability to build compliance programs from scratch and communicate complex regulations effectively. This position offers a competitive salary, equity, and flexible working hours.