Senior Director, Global Compliance & Controls

DTCC; Tampa (FL); Hybrid; USD 150,000 - 190,000; Full time

Benefits offered by this job

Health insurance

Pension/Retirement

Paid Time Off

Hybrid work model

Annual incentive

Job summary

DTCC is seeking an Executive Director for Business Compliance to lead and oversee regulatory compliance programs across the DTCC family. The role focuses on identifying, developing, and monitoring controls to meet CCAS and other regulatory requirements in a global, complex financial services environment.

You will partner with the Businesses, Legal, and second line control functions to ensure alignment with corporate strategy, drive continuous improvement, and provide timely reporting to senior

Qualifications

• Fifteen years of related experience in compliance.
• Bachelor's degree or equivalent experience preferred.
• Strong knowledge of clearing agencies and regulatory environments.

Responsibilities

• Develop and maintain an understanding of applicable laws and regulations for the covered business areas.
• Evaluate compliance requirements and readiness for new initiatives or ventures.
• Monitor for new or changing regulations and assess readiness for compliance.
• Maintain risk-based evaluation of processes and controls to ensure adequacy.
• Collaborate with business areas to enhance compliance controls and monitor implementation.
• Support regulatory relations, examinations, and inquiries.

Skills

15+ years experience

Education

Bachelor's degree

Job description

DTCC is seeking an Executive Director for Business Compliance to lead and oversee regulatory compliance programs across the DTCC family. The role focuses on identifying, developing, and monitoring controls to meet CCAS and other regulatory requirements in a global, complex financial services environment.

You will partner with the Businesses, Legal, and second line control functions to ensure alignment with corporate strategy, drive continuous improvement, and provide timely reporting to senior