US Chief Compliance & Regulatory Strategy Leader

Goodman Masson; New York (NY); On-site; USD 150,000 - 200,000; Full time

Job summary

A leading financial services firm in New York seeks a Chief Compliance Officer to design and oversee a comprehensive compliance framework. This senior leadership position ensures adherence to regulatory requirements, particularly by the CFTC and NFA. Key responsibilities include leading compliance programs, liaising with regulatory bodies, and promoting a culture of integrity across the firm. The ideal candidate will have 8–10+ years of relevant experience and demonstrated expertise in U.S. regulatory frameworks.

Qualifications

• 8–10+ years of experience in compliance, legal, or regulatory roles.
• Expertise in U.S. regulatory frameworks (CFTC, NFA, FINRA).

Responsibilities

• Lead the implementation and oversight of the firm’s US compliance program.
• Ensure compliance with CFTC, NFA, and exchange regulations.
• Oversee registration and licensing obligations and internal policies.
• Serve as the primary liaison with US regulatory bodies.
• Monitor regulatory developments and conduct compliance audits.
• Lead compliance training programs across the organization.

Skills

Regulatory compliance

Leadership

Risk management

AML/KYC

Trade surveillance

Communication

Job description

A leading financial services firm in New York seeks a Chief Compliance Officer to design and oversee a comprehensive compliance framework. This senior leadership position ensures adherence to regulatory requirements, particularly by the CFTC and NFA. Key responsibilities include leading compliance programs, liaising with regulatory bodies, and promoting a culture of integrity across the firm. The ideal candidate will have 8–10+ years of relevant experience and demonstrated expertise in U.S. regulatory frameworks.