Global Markets Compliance & Governance Analyst

Scotiabank - Global Banking and Markets

Dallas (TX)

On-site

USD 70,000 - 110,000

Full time

9 days ago
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Job summary

Global Banking and Markets in Dallas (Scotiabank) is seeking a Senior Analyst to support GBM&T Central Compliance programs, working closely with the Director, Strategy & Governance Markets Compliance to promote consistent governance, oversight, monitoring, and reporting of employee conduct-related programs.

The role contributes to strategic initiatives, manages committee activities, prepares governance reports, maintains confidential data, and delivers actionable insights to improve behavior

Qualifications

  • 1–3 years of experience in compliance testing, internal/external audit, business or risk management.
  • Excellent written and oral communication.
  • Experience in a non-U.S. bank and global matrixed environment is desirable.

Responsibilities

  • Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships.
  • Coordinate the activities of the GBM&T Compliance Misconduct Committee and maintain procedures.
  • Review submissions and drive smooth and efficient CMC meetings.
  • Propose enhancements to the CMC mandate and related processes.
  • Report KRIs and KPIs to governance forums.
  • Support audits and regulatory information requests.
  • Prepare governance reporting and maintain data confidentiality.
  • Identify trends and deliver actionable insights to drive behavior.
  • Administer the CMC data portal and mailbox for users.
  • Support Enterprise Conduct, Risk Culture, and Ethics initiatives.
  • Ensure alignment with risk appetite, values, and day-to-day controls.
  • Foster a high-performance, inclusive work environment.

Skills

Organizational skills
Time management
Communication skills

Education

College degree

Job description

Global Banking and Markets in Dallas (Scotiabank) is seeking a Senior Analyst to support GBM&T Central Compliance programs, working closely with the Director, Strategy & Governance Markets Compliance to promote consistent governance, oversight, monitoring, and reporting of employee conduct-related programs.

The role contributes to strategic initiatives, manages committee activities, prepares governance reports, maintains confidential data, and delivers actionable insights to improve behavior

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