Global Equities Trade Support Analyst – Client Liaison

RBC

New York (NY)

On-site

USD 75,000 - 105,000

Full time

39 hours ago
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Job summary

RBC in New York seeks a dynamic Global Equities Trading Operations professional to act as the first line of contact for client operational staff and to support middle/back office processes with the front office. This role emphasizes relationship management, accuracy, and timely issue resolution across trade support activities.

The candidate will handle allocations, post-trade corrections, fail/unmatched trades, settlements, and regulatory workflows, collaborating across teams to ensure

Qualifications

  • BA/BS or equivalent.
  • Working knowledge of equities middle office and back office processes.
  • Basic knowledge of Middle Office allocation and confirmation systems.
  • Knowledge of Broadridge back office platform is a plus
  • Knowledge of DTCC ITP product line (CTM, ALERT, TradeSuite) is a plus.
  • Strong interpersonal skills with the ability to deal effectively with others in a pleasant and professional manner.
  • Proven analytical and problem-solving skills.
  • Excellent communication skills.
  • A high level of organizational skills with a strong attention to detail.
  • Ability to act in a time sensitive manner with a strong sense of urgency.
  • Ability to work independently as well as in a team environment.
  • Ability to liaise with other areas of the Bank and develop strong inter-departmental relationships

Responsibilities

  • First line of contact for client operational staff for all types of middle and back office related issues and inquiries.
  • Establish and maintain solid relationships with client operations teams and with RBC front office sales and trading teams.
  • Allocate institutional client orders. Utilize CTM and FIX allocation processing.
  • Process post trade date corrections and cancel / re-bills.
  • Work through the daily fail report and unmatched trades report. Work with client operations personnel to resolve failing trades and unmatched trades.
  • Work with back office to actively monitor settlement exceptions, ensuring timely settlement.
  • Work with P&S and trading as a liaison for street-side clearing.
  • Reconcile and balance average price and trading inventory accounts.
  • Coordinate Reg. SHO buy-in process and communicate with RBC buy-in dept. and clients.
  • Coordinate with new accounts group to open and maintain Institutional client sub-accounts.
  • Monitor and action Corporate Buyback business.
  • Allocate, instruct and actively monitor all Latin America executions.
  • Special Project based work as needed.

Skills

Equities middle/back office knowledge
Interpersonal skills
Analytical skills
Communication skills
Organizational skills
Time-urgent action
Team collaboration

Education

BA/BS or equivalent

Tools

Broadridge
DTCC CTM/ALERT/TradeSuite

Job description

RBC in New York seeks a dynamic Global Equities Trading Operations professional to act as the first line of contact for client operational staff and to support middle/back office processes with the front office. This role emphasizes relationship management, accuracy, and timely issue resolution across trade support activities.

The candidate will handle allocations, post-trade corrections, fail/unmatched trades, settlements, and regulatory workflows, collaborating across teams to ensure

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