Global Compliance Analyst – Risk & Controls Expert

Millennium Management LLC

New York (NY)

On-site

USD 70,000 - 160,000

Full time

14 days+
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Job summary

Millennium Management LLC is seeking a Compliance Analyst to support the firm’s global compliance program across filings, examinations, audits and investigations. You’ll administer the Code of Ethics and personal trading policies and collaborate with internal stakeholders to collect required information and monitor trading activity.

The role emphasizes attention to detail, organizational excellence, and the ability to adapt in a fast-paced environment while upholding confidentiality and

Qualifications

  • Bachelor’s degree with strong academic record.
  • 3+ years in financial services compliance or related process-driven role.
  • Detail-oriented with strong organizational skills.
  • Clear written and spoken communication with stakeholders.
  • Ability to adapt in a fast-paced environment.

Responsibilities

  • Support the Firm’s global compliance program including regulatory filings, examinations, investigations, inquiries, audits and inspections.
  • Administer the Firm’s Code of Ethics and personal trading policies through compliance systems and tools.
  • Partner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirements.
  • Coordinate the Firm’s compliance certification program and help drive timely completion.
  • Prepare, deliver and track relevant compliance training activities across the Firm.
  • Contribute to controls development and system enhancements that strengthen the overall compliance program.
  • Support internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as needed.

Skills

Regulatory compliance
Attention to detail
Communication skills
Project management

Education

Bachelor's degree

Tools

Compliance systems

Job description

Millennium Management LLC is seeking a Compliance Analyst to support the firm’s global compliance program across filings, examinations, audits and investigations. You’ll administer the Code of Ethics and personal trading policies and collaborate with internal stakeholders to collect required information and monitor trading activity.

The role emphasizes attention to detail, organizational excellence, and the ability to adapt in a fast-paced environment while upholding confidentiality and

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