Compliance Analyst

Millennium Management LLC; New York (NY); On-site; USD 70,000 - 160,000; Full time

Job summary

Millennium Management LLC is seeking a Compliance Analyst to support the firm’s global compliance program across filings, examinations, audits and investigations. You’ll administer the Code of Ethics and personal trading policies and collaborate with internal stakeholders to collect required information and monitor trading activity.

The role emphasizes attention to detail, organizational excellence, and the ability to adapt in a fast-paced environment while upholding confidentiality and

Qualifications

• Bachelor’s degree with strong academic record.
• 3+ years in financial services compliance or related process-driven role.
• Detail-oriented with strong organizational skills.
• Clear written and spoken communication with stakeholders.
• Ability to adapt in a fast-paced environment.

Responsibilities

• Support the Firm’s global compliance program including regulatory filings, examinations, investigations, inquiries, audits and inspections.
• Administer the Firm’s Code of Ethics and personal trading policies through compliance systems and tools.
• Partner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirements.
• Coordinate the Firm’s compliance certification program and help drive timely completion.
• Prepare, deliver and track relevant compliance training activities across the Firm.
• Contribute to controls development and system enhancements that strengthen the overall compliance program.
• Support internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as needed.

Skills

Regulatory compliance

Attention to detail

Communication skills

Project management

Education

Bachelor's degree

Tools

Compliance systems

Job description

Compliance AnalystAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.Meet the TeamThe Compliance Department at Millennium is responsible for adopting, implementing and enforcing the Firm’s compliance program across policies, procedures, processes, systems, controls, surveillance, testing and reporting. The team works closely with stakeholders across the business to help prevent and detect violations of applicable laws, rules, regulatory requirements and Firm policies, while supporting a strong culture of professionalism, accountability and control.What You'll DoSupport the Firm’s global compliance program, records and systems, including regulatory filings, examinations, investigations, inquiries, audits and inspectionsAdminister the Firm’s Code of Ethics and personal trading policies through compliance systems and toolsPartner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirementsManage key elements of the personal trading program, including disclosures, pre-approval requests and reconciliationsCoordinate the Firm’s compliance certification program and help drive timely completionPrepare, deliver and track relevant compliance training activities across the FirmContribute to controls development and system enhancements that strengthen the overall compliance programSupport internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as neededWhat You Bring3+ years of experience in a financial services control function, ideally in hedge fund or private equity regulatory compliance, or in accounting, investor services, policy, audit or a similar process-driven environmentBachelor’s degree from an accredited college or university with a strong academic recordStrong attention to detail and excellent organizational skills, with the ability to identify issues and respond promptlyClear, professional verbal and written communication skills, with the confidence to work effectively with internal stakeholders at all levelsAbility to prioritize competing demands in a fast-paced, high-pressure and constantly evolving environmentStrong sense of urgency, accountability and ownership in day-to-day executionAbility to learn new systems quickly and build working ownership of key compliance tools and processesSound judgment, discretion and a strong commitment to confidentiality and professionalismSalary RangeMillennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.