Global Asset Servicing Operations Specialist

TD

Florida

On-site

USD 75,000 - 105,000

Full time

14 days+

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Job summary

TD Securities GAS in Lake Mary, Florida, is seeking an Operations Analyst/Specialist II to support Corporate Actions within Global Asset Servicing. The role demands strong Excel skills, 5+ years of asset servicing experience, and the ability to work in a fast-paced, deadline-driven environment.

You will interact with brokers and internal teams, manage processing from trade date to settlement, and drive process improvements.

Qualifications

  • 5+ years of experience in Asset Servicing Operations.
  • Can collaborate with and encourage other team members in the pursuit of operational excellence.
  • Possess excellent communication skills.
  • Able to work in a fast-paced, deadline sensitive environment.
  • Self-starter who is comfortable in a complex role interfacing with clients and internal teams.
  • Strong knowledge of Excel (e.g., VLOOKUP, pivots, macros, etc.).
  • Proven risk management skills, fostering a zero-tolerance policy for poor management practices.
  • Broadridge NAPE experience is preferred
  • Strong front-to-back ownership mentality
  • Adept at multi-tasking skills with the ability to prioritize competing/conflicting priorities.
  • Excellent analytical/problem solving skills while maintaining a sense of urgency.
  • Understanding of industry best practices.
  • Build strong relationships and work collaboratively within Global Operations and Business Services teams to support the growing needs of the business.

Responsibilities

  • Asset Servicing event creation in proprietary systems.
  • Perform day-to-day processing and reconciliation of all Corporate Action Events.
  • Serve as proxy lead for global corporate actions team
  • Identification, escalation, and resolution of corporate action issues understanding while working against critical deadlines.
  • Processing ad-hoc bond conversion requests on 144A/REGS securities.
  • Working with external brokers to process events on Repo / Stock Loan positions and settle claims.
  • Respond to both internal and external inquiries expeditiously.
  • Working in a dynamic environment; leverage expertise in key areas to deliver a superior work product.
  • Partner with technology to development, implement and refine systems and processes.
  • Provide management feedback on custodian and vendor performance.
  • Support the delivery and monitoring of daily outputs and critical tasks.
  • Efficiently maintain documentation for regulatory, compliance, and audit purposes.
  • Drive new business initiatives and pursue automations in support of STP (straight through processing).

Skills

Asset Servicing Operations
Excel proficiency
Excellent communication
Fast-paced environment
Self-starter
Multi-tasking
Risk management
Front-to-back ownership
Team collaboration
Client service orientation

Tools

Broadridge NAPE

Job description

TD Securities GAS in Lake Mary, Florida, is seeking an Operations Analyst/Specialist II to support Corporate Actions within Global Asset Servicing. The role demands strong Excel skills, 5+ years of asset servicing experience, and the ability to work in a fast-paced, deadline-driven environment.

You will interact with brokers and internal teams, manage processing from trade date to settlement, and drive process improvements.

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