Fund Regulatory Affairs Manager (1940 Act)

U.S. Bank; Milwaukee (WI); On-site; USD 98,000 - 116,000; Full time

Benefits offered by this job

Health insurance

Retirement plan

Paid vacation

Parental leave

Job summary

U.S. Bank in Milwaukee seeks a regulatory attorney to support fund clients by drafting and filing registration statements with the SEC and preparing governance documents.

You will communicate with regulators, prepare board materials, and stay current on Investment Company Act requirements, with a team that values accuracy and collaborative problem solving.

This role offers comprehensive benefits and opportunities to advance in regulatory law within a leading financial services firm.

Qualifications

• Law degree and bar admission in applicable jurisdiction.
• 2–4+ years of related regulatory experience.
• Strong verbal and written communication with attention to detail.

Responsibilities

• Draft, review, and file fund registration statements with the SEC.
• Draft related filings (proxy statements, exemptive relief) and governance documents.
• Communicate with SEC and self-regulatory organizations on fund clients.
• Prepare board meeting materials and minutes; support regulatory matters.

Skills

Regulatory compliance

Legal drafting

Regulatory research

Communication skills

Education

Juris Doctor (Law Degree)

Tools

Microsoft Word

Excel

Outlook

Teams

Job description

U.S. Bank in Milwaukee seeks a regulatory attorney to support fund clients by drafting and filing registration statements with the SEC and preparing governance documents.

You will communicate with regulators, prepare board materials, and stay current on Investment Company Act requirements, with a team that values accuracy and collaborative problem solving.

This role offers comprehensive benefits and opportunities to advance in regulatory law within a leading financial services firm.