Senior Regulatory Compliance Lead

U.S. Bank; Milwaukee (WI); Hybrid; USD 112.000 - 131.000; Vollzeit

Benefits dieser Stelle

Healthcare

Retirement plan

Paid vacation

Paid holidays

Zusammenfassung

U.S. Bank seeks a Senior Compliance Officer to provide high-level oversight of mutual fund and ETF compliance programs under the Investment Company Act. The role leads complex projects, mentors junior staff, and partners on technology-driven automation to improve efficiency.

The position requires extensive regulatory knowledge, senior-level leadership, and the ability to manage multiple priorities with a hybrid in-office schedule across the Milwaukee area.

Qualifikationen

• Bachelor's degree or equivalent experience.
• Ten or more years of related experience.
• Demonstrated experience interpreting regulatory requirements and leading reviews.

Aufgaben

• Assist CCO with risk-based reviews and monitoring of adviser compliance programs.
• Lead or provide senior-level support for onboarding/offboarding and certifications.
• Mentor junior Compliance Officers and lead cross-functional projects.
• Coordinate technology-related projects to automate manual processes.

Kenntnisse

Regulatory compliance

Leadership

Mentoring

Project management

Risk assessment

Ausbildung

Bachelor's degree or equivalent

Tools

Microsoft Office

Adobe Acrobat

Jobbeschreibung

U.S. Bank seeks a Senior Compliance Officer to provide high-level oversight of mutual fund and ETF compliance programs under the Investment Company Act. The role leads complex projects, mentors junior staff, and partners on technology-driven automation to improve efficiency.

The position requires extensive regulatory knowledge, senior-level leadership, and the ability to manage multiple priorities with a hybrid in-office schedule across the Milwaukee area.