FinCrime Compliance Auditor: Risk & Regulator Findings Lead

ARQ; New York (NY); Vor Ort; USD 120.000 - 180.000; Vollzeit

Zusammenfassung

ARQ is seeking a highly precise compliance professional who thrives on exacting risk assessment. You will locate and quantify risk, document findings with clear evidence, and ensure regulators see the truth without softening ratings.

The role demands independence from responsible teams and a relentless focus on risk exposure. Expected is extensive BSA/AML expertise, strong regulatory knowledge, and proven ability to present high-risk conclusions to senior leadership.

Qualifikationen

• 4+ years in BSA/AML, FinCrime, internal audit or regulatory compliance.
• Experience at a top-tier audit/advisory firm, in-house compliance, or both.
• You have written findings that a regulator, auditor or board actually read.
• You can say this is high risk to a senior leader and point to the regulation which proves it.
• Deep working knowledge of the BSA, USA PATRIOT Act, OFAC and FinCEN expectations.

Aufgaben

• Test our BSA/AML, KYC, OFAC and transaction monitoring controls end to end, independently of the teams that run them.
• Rate every finding (high/medium/low) with evidence that holds up in front of a regulator.
• Pull and analyze data yourself; you don't wait for someone to send you a report.
• Challenge thresholds, alert logic and sampling assumptions with numbers, not opinions.
• Track open issues until owners close them, and elevate when they don't.
• Prepare us for regulator exams and audits, and be the person in the room who already knows the weak spots.

Kenntnisse

BSA/AML knowledge

Regulatory compliance

Data analysis

Ausbildung

Law degree (JD) or bar admission

STEM degree (engineering/math/statistics)

Tools

SQL

Python

R

Jobbeschreibung

ARQ is seeking a highly precise compliance professional who thrives on exacting risk assessment. You will locate and quantify risk, document findings with clear evidence, and ensure regulators see the truth without softening ratings.

The role demands independence from responsible teams and a relentless focus on risk exposure. Expected is extensive BSA/AML expertise, strong regulatory knowledge, and proven ability to present high-risk conclusions to senior leadership.