Compliance Analyst: Regulatory Risk & Analytics

Referment; New York (NY); On-site; USD 65,000 - 95,000; Full time

Job summary

Referment is seeking a Compliance Analyst to help ensure its business activities meet evolving regulatory requirements. You will work closely with attorneys and compliance professionals across trading, operations and software-development teams.

The role combines regulatory research, analytical review and project delivery, including filings, automated monitoring and real-time responses to regulatory questions. A versatile, process-oriented approach is valued.

Qualifications

• A bachelor’s degree or higher with record of high academic achievement or honors.
• 1–4 years of post-graduate professional experience.
• Broad-based experience in Internal Audit or process-oriented risk analysis across multiple domains.
• Strong analytical ability and technical proficiency with data analytics tools such as Power BI, R, or STATA.
• Clear drafting skills, with experience producing formal audit workpapers or regulatory reports.
• Good organisation and project-management capability, with discipline to progress detailed work reliably.
• Demonstrated record of achievement and willingness to learn unfamiliar regulatory topics.

Responsibilities

• Prepare regulatory filings and support attorneys on business-facing matters.
• Help business teams understand and adhere to relevant compliance policies.
• Design and review automated compliance-monitoring reports, investigating issues with care and accuracy.
• Respond to live regulatory and operational questions involving investment activity.
• Contribute to longer-term projects that maintain compliance with new and existing regulations.

Skills

Power BI

R

STATA

Audit

Education

Bachelor's degree

Tools

Power BI

R

STATA

Job description

Referment is seeking a Compliance Analyst to help ensure its business activities meet evolving regulatory requirements. You will work closely with attorneys and compliance professionals across trading, operations and software-development teams.

The role combines regulatory research, analytical review and project delivery, including filings, automated monitoring and real-time responses to regulatory questions. A versatile, process-oriented approach is valued.