Financial Planning & Client Services Associate

Ameriprise Financial; Tacoma (WA); On-site; USD 58,000 - 80,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

401(k) plan

Job summary

Ameriprise Financial, a leader in financial planning, seeks a Registered Client Service Associate in the Tacoma, WA area. You will support high-producing advisors by preparing portfolio materials for client meetings, building financial plans, and managing client interactions to strengthen relationships.

Responsibilities include preparing meetings, submitting new business paperwork, and coordinating marketing events with compliance considerations. A path to licenses is provided as needed.

Qualifications

• Bachelors degree or equivalent required.
• 3-5 years relevant experience required.
• Series 7 or ability to obtain within 150 days.
• State securities agent registrations (S63 or S66) or ability to obtain within 150 days.
• State IAR registrations (S65 or S66) or ability to obtain within 150 days.
• Life, Accident and Health licenses & Variable Contracts or ability to obtain within 150 days.
• Visa sponsorship not available; must have valid work authorization.

Responsibilities

• Assist advisor in servicing clients including preparing financial plans and conducting investment research.
• Prepare and summarize client meetings, enter data, and provide follow-up.
• Prepare new business paperwork and coordinate rollovers.
• Coordinate marketing events and manage compliance documentation.

Skills

Attention to detail

Math and analytical skills

Organizational skills

Communication across levels

Computer and software skills

Education

Bachelor's degree or equivalent

Tools

Microsoft Office

CRM software

Job description

Ameriprise Financial, a leader in financial planning, seeks a Registered Client Service Associate in the Tacoma, WA area. You will support high-producing advisors by preparing portfolio materials for client meetings, building financial plans, and managing client interactions to strengthen relationships.

Responsibilities include preparing meetings, submitting new business paperwork, and coordinating marketing events with compliance considerations. A path to licenses is provided as needed.