Financial Crimes & Internal Audit Lead

Raymond James; Saint Petersburg (FL); Ibrido; USD 70.000 - 90.000; Tempo pieno

Descrizione del lavoro

Raymond James is seeking an experienced Internal Auditor to conduct audits of limited scope and complexity, develop risk profiles, and recommend process improvements to strengthen internal controls.

You will lead audit activities, assess risk, and stay current with regulatory changes while collaborating with cross-functional teams to ensure comprehensive audit coverage and timely issue closure.

Competenze

• Fundamental concepts of auditing and risk assessment.
• Fundamental concepts of finance and accounting.
• Operational risks and related controls of regulations.

Mansioni

• Lead and support audit activities such as risk assessments, audit testing, control evaluation, work paper documentation, follow-up, and issue closure verification.
• Partner with colleagues, clients, and control community members to evaluate the control environment. Make recommendations to strengthen internal controls.
• Stay up to date with evolving regulatory changes and market events that impact the business.
• Perform ongoing analysis of risk trends through business monitoring and audit coverage execution.
• Partner with other groups within Audit to ensure complete coverage to deliver an integrated audit program.
• Develop and maintain an in-depth understanding of business areas, financial products, and supporting functions.
• Perform continuous monitoring of various business groups.
• Perform data collection and analysis in compliance with audit program requirements to identify, analyze and recommend changes to core business processes.
• Assist in performing design reviews over assigned audit areas to identify key controls.
• Independently perform tests of operational effectiveness to validate controls.
• Identify, review, assess and document risk management and control issues of assigned business processes.
• Assist with the preparation of written recommendations regarding the effectiveness of assigned business processes. Prepare follow-up plans to ensure aforementioned recommendations are addressed.
• Performs other duties and responsibilities as assigned.

Conoscenze

Auditing

Risk assessment

Control evaluation

Testing controls

Teamwork

Communication to senior management

Formazione

Bachelor’s Degree in Business Administration, Finance, or Accounting

Descrizione del lavoro

Raymond James is seeking an experienced Internal Auditor to conduct audits of limited scope and complexity, develop risk profiles, and recommend process improvements to strengthen internal controls.

You will lead audit activities, assess risk, and stay current with regulatory changes while collaborating with cross-functional teams to ensure comprehensive audit coverage and timely issue closure.