Financial Client Services Associate (Registered)

Stifel Financial Corp.; La Crosse (WI); On-site; USD 40,000 - 60,000; Full time

Benefits offered by this job

Health insurance

Dental and vision care

401k

Paid time off

Job summary

Stifel Financial Corp. in La Crosse, Wisconsin, is seeking a Client Services Associate. The role involves assisting Financial Advisors with client account management, providing customer service support, performing administrative duties, and ensuring compliance with securities regulations. Ideal candidates have a High School Diploma and 2 years of investment industry experience, alongside proficiency in Microsoft Office tools. Stifel offers a comprehensive benefits package in a supportive environment, focusing on health and wellness.

Qualifications

• Knowledge of administrative and clerical procedures and systems.
• General understanding of the investment brokerage industry and securities regulations.
• Able to organize, prioritize and manage multiple tasks effectively.
• Using logic and reasoning for practical problem solving.
• Knowledge of principles for providing exemplary customer service.
• Ability to communicate information clearly.

Responsibilities

• Assist with opening and maintenance of client accounts.
• Perform various operational or administrative functions.
• Provide reports and information to Financial Advisors.
• Perform calling activities to existing clients with approved scripts.
• Accept and enter client orders as directed.

Skills

Administrative Knowledge

Industry Knowledge

Time Management

Critical Thinking

Customer and Interpersonal Skills

Communication Skills

Education

High School Diploma or equivalent

2 years investment industry experience

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Microsoft Outlook

Job description

Stifel Financial Corp. in La Crosse, Wisconsin, is seeking a Client Services Associate. The role involves assisting Financial Advisors with client account management, providing customer service support, performing administrative duties, and ensuring compliance with securities regulations. Ideal candidates have a High School Diploma and 2 years of investment industry experience, alongside proficiency in Microsoft Office tools. Stifel offers a comprehensive benefits package in a supportive environment, focusing on health and wellness.