Financial Advisor Training & QA Specialist

Aegon Global Business Solutions Center; Cedar Rapids (IA); Hybrid; USD 65,000 - 75,000; Full time

Benefits offered by this job

Competitive Pay

Bonus for Eligible Employees

Benefits Package

Pension Plan

401k Match

Tuition Reimbursement

Disability Insurance

Medical Insurance

Job summary

Transamerica is seeking a Training & Quality Assurance professional to design and deliver compliant training for licensed financial advisors in a regulated environment. You will monitor quality, coach advisors, and collaborate with Compliance to ensure policy alignment.

The role requires a business/finance degree, 2+ years in financial services training or QA, and proficiency with MS Office tools. A hybrid work arrangement is offered with a strong focus on regulatory adherence.

Qualifications

• Bachelor’s degree in business or finance required.
• 2+ years in financial services training, QA, or performance management.
• Experience delivering training or coaching for licensed professionals.
• Working knowledge of FINRA rules and advisor supervision standards.
• Proficient in MS Word, Excel, and PowerPoint.

Responsibilities

• Design onboarding and refresher training programs for licensed financial advisors.
• Deliver live and virtual training sessions and coaching engagements.
• Develop training materials including presentations, job aids, scenarios, and microlearning content.
• Apply quality standards to call monitoring and advisor interaction reviews.
• Identify performance gaps related to disclosures, suitability, and client communication.
• Provide feedback and coaching to improve advisor effectiveness and reduce compliance risk.
• Document quality findings and training activities for supervisory oversight.
• Partner with Compliance and business teams to align content with firm policy.

Skills

Two years experience in financial

Training/quality assurance

Licensed professional coaching

FINRA rules knowledge

MS Word, Excel, PowerPoint

Education

Bachelor’s degree in business or finance

Job description

Transamerica is seeking a Training & Quality Assurance professional to design and deliver compliant training for licensed financial advisors in a regulated environment. You will monitor quality, coach advisors, and collaborate with Compliance to ensure policy alignment.

The role requires a business/finance degree, 2+ years in financial services training or QA, and proficiency with MS Office tools. A hybrid work arrangement is offered with a strong focus on regulatory adherence.