Executive Director, Market Conduct Oversight

Deutsche Bank AG; New York (NY); Hybrid; USD 125,000 - 281,000; Full time

Benefits offered by this job

Hybrid working model

Health and wellbeing benefits

Retirement savings plans

Parental leave

Educational resources

Volunteer programs

Job summary

Deutsche Bank AG in New York seeks a Vice President – Director to oversee market conduct governance within the Market Conduct Office. The role focuses on providing governance and oversight for market conduct activities across the firm, with a hybrid in-office/remote model.

You will review findings, conduct root cause analysis, and work with 1LoD-3LoD to strengthen controls and inform risk management programs. The position emphasizes collaboration and a strong risk culture.

Qualifications

• Comprehensive understanding of financial markets/products.
• Experience in financial services, preferably with global markets focus.
• Experience communicating with senior management.

Responsibilities

• Review findings management for market conduct impact and drive to completion.
• Conduct root cause analysis and read across of issues to other businesses and divisions.
• Review and approve control design prior to remediation.
• Review the resolution of market conduct exceptions and alerts.
• Work closely with the wider Market Conduct Office to identify risk areas and inform assurance testing.
• Develop a strong risk methodology and culture.

Skills

Financial markets knowledge

Financial services experience

Senior stakeholder communication

Controls design and oversight

Cross-team collaboration

Job description

Deutsche Bank AG in New York seeks a Vice President – Director to oversee market conduct governance within the Market Conduct Office. The role focuses on providing governance and oversight for market conduct activities across the firm, with a hybrid in-office/remote model.

You will review findings, conduct root cause analysis, and work with 1LoD-3LoD to strengthen controls and inform risk management programs. The position emphasizes collaboration and a strong risk culture.