Executive Controller: Capital Markets & Brokerage

U.S. Bank; Charlotte (NC); Hybride; USD 144 000 - 169 000; Plein temps

Avantages offerts par ce poste

Healthcare

Life insurance

Disability insurance

401(k)

Paid vacation

Paid holidays

Résumé du poste

U.S. Bank in Charlotte, NC seeks an accomplished Controller - Capital Markets & Brokerage to lead accounting, financial reporting, regulatory compliance and control across introducing retail brokerage broker-dealer and a self-clearing capital markets broker-dealer.

This senior role partners with the CFO and executives to influence growth, product innovation, acquisitions and enterprise initiatives. The candidate should have CPA designation, deep U.S.

Qualifications

• Bachelor's degree in Accounting, Finance, or related discipline.
• Extensive experience leading accounting and financial reporting in broker-dealer, investment banking, or securities.
• Deep knowledge of U.S. GAAP, broker-dealer operations, and regulatory reporting.
• Proven experience managing PCAOB audits and audited financial statements.
• Strong understanding of SEC Rule 17a-5, Rule 15c3-1, and Rule 15c3-3.
• Demonstrated success building high-performing finance teams.

Responsabilités

• Provide executive leadership for accounting, financial reporting, and control across broker-dealer entities.
• Direct monthly, quarterly, and annual close processes with accuracy and timeliness.
• Oversee GAAP financial statements, regulatory reporting, and disclosures.
• Lead accounting for fixed income trading, underwriting, securities financing, and brokerage operations.
• Partner with leaders to evaluate new products, growth and acquisitions from an accounting perspective.
• Lead external/internal audits and regulatory examinations.
• Drive continuous improvement in accounting processes and governance.
• Develop and mentor a high-performing accounting team.

Connaissances

GAAP knowledge

Regulatory reporting

PCAOB audits

Leadership

Broker-dealer experience

Finance leadership

Formation

Bachelor's degree in Accounting/Finance

Description du poste

U.S. Bank in Charlotte, NC seeks an accomplished Controller - Capital Markets & Brokerage to lead accounting, financial reporting, regulatory compliance and control across introducing retail brokerage broker-dealer and a self-clearing capital markets broker-dealer.

This senior role partners with the CFO and executives to influence growth, product innovation, acquisitions and enterprise initiatives. The candidate should have CPA designation, deep U.S.