Equity & Options Trader — Client Support Champion

LPL Financial LLC; Tempe (AZ); On-site; USD 41,000 - 68,000; Full time

Benefits offered by this job

401K matching

health benefits

employee stock options

paid time off

volunteer time off

Job summary

LPL Financial is seeking an Equity Trader to provide trading support to financial advisors and clients from a call-center style environment. You will handle order placements, trade inquiries, and resolve settlement issues while adhering to regulations.

The role requires FINRA licenses (7 & 63/66) and knowledge of equity/option markets, with attention to detail and strong customer service in a fast-paced team setting. Pay ranges hourly with benefits and growth opportunities.

Qualifications

• FINRA Series 7 & 63 or 66 licenses required.
• Knowledge of equity and option markets.
• Thorough knowledge of market place rules and regulations.
• Demonstrated high degree of accuracy and attention to details.
• Excellent customer service skills with the ability to listen and communicate in a clear and concise manner.
• Must be able to work productively in both a small and large group setting.

Responsibilities

• Assist financial advisors, money managers, and retail clients with order placement and trade inquiries.
• Assist in resolving trade and settlement issues by working with the market centers and exchanges.
• Handle a high volume of inbound trading and service related calls

Skills

Customer service

Attention to detail

Equities knowledge

Communication

Education

Bachelor's degree preferred

Tools

FINRA Series 7 & 63/66 licenses

FINRA Series 57 license preferred

FINRA Series 4 license preferred

Job description

LPL Financial is seeking an Equity Trader to provide trading support to financial advisors and clients from a call-center style environment. You will handle order placements, trade inquiries, and resolve settlement issues while adhering to regulations.

The role requires FINRA licenses (7 & 63/66) and knowledge of equity/option markets, with attention to detail and strong customer service in a fast-paced team setting. Pay ranges hourly with benefits and growth opportunities.