Equities Controls VP: Compliance & Risk Lead

Fairygodboss; New York (NY); On-site; USD 200,000 - 350,000; Full time

Job summary

JPMorgan Chase & Co. is a global financial services leader seeking a Vice President in Equities Business Control Management. You will provide critical guidance and oversight to ensure robust regulatory compliance while collaborating with trading supervisors and product managers to maintain a disciplined control environment.

You will lead cross-functional initiatives across teams, escalate issues with urgency, and support timely remediation across regulatory domains in a fast-paced bank setting.

Qualifications

• Bachelor's degree or equivalent experience.
• Minimum 7 years of experience in financial services with expertise in controls, audit, quality assurance, operational risk management, compliance, or related function.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Strong written and verbal communication with senior management.
• Analytical thinking, problem-solving, and attention to detail.
• Ability to manage competing priorities across global time zones.

Responsibilities

• Develop, draft, and implement policies and procedures to ensure compliance with regulatory requirements
• Research and analyze evolving regulatory frameworks to align processes with current standards
• Serve as a subject matter expert on rules and regulations, providing guidance across teams
• Engage with trading, product, account management, and compliance teams to address real-time issues
• Triage and resolve compliance-related questions and incidents efficiently
• Collaborate with outside counsel and regulators regarding supervisory frameworks
• Lead cross-functional initiatives to enhance supervisory controls
• Update team leads and internal decision-makers on regulatory compliance developments
• Maintain a disciplined end-to-end control environment and escalate issues with urgency
• Support top-down risk analysis, real-time issue detection, and root cause remediation
• Partner with the business for timely remediation of identified issues

Skills

Regulatory compliance

Analytical thinking

Communication skills

Cross-functional collaboration

Executive interaction

MS Office

Education

Bachelor's degree

Tools

Microsoft Office Suite

Job description

JPMorgan Chase & Co. is a global financial services leader seeking a Vice President in Equities Business Control Management. You will provide critical guidance and oversight to ensure robust regulatory compliance while collaborating with trading supervisors and product managers to maintain a disciplined control environment.

You will lead cross-functional initiatives across teams, escalate issues with urgency, and support timely remediation across regulatory domains in a fast-paced bank setting.