Vice President, Equities Controls & Compliance

J.P. Morgan; New York (NY); On-site; USD 180,000 - 280,000; Full time

Job summary

JPMorgan Chase & Co. seeks a Vice President in Equities Business Control Management to guide regulatory compliance and strengthen controls across trading and product teams. You will identify issues, escalate where needed, and drive timely remediation in a dynamic, global setting.

You’ll partner with supervisors, product managers, and compliance to maintain a disciplined control environment and support risk analytics across time zones.

Qualifications

• Bachelor’s degree or equivalent experience.
• Minimum 7 years in financial services with controls, audit, QA, risk management or compliance.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Strong written and verbal communication with senior management.
• Analytical thinking and detail-oriented with prioritization skills.

Responsibilities

• Develop, draft, and implement policies to meet regulatory requirements.
• Research evolving frameworks to align processes with standards.
• Act as SME on rules and regulations across teams.
• Collaborate with trading, product, account management, and compliance to address issues.
• Triage and resolve compliance questions and incidents efficiently.
• Lead cross-functional initiatives to enhance supervisory controls.
• Update leaders on regulatory developments and remediation progress.
• Maintain end-to-end control discipline and escalate urgent issues.
• Support top-down risk analysis and real-time issue detection.

Skills

Regulatory compliance

Controls / risk management

Communication

Analytical thinking

Cross-functional collaboration

Microsoft Office

Education

Bachelor’s degree or equivalent experience

Tools

Excel

Word

PowerPoint

Job description

JPMorgan Chase & Co. seeks a Vice President in Equities Business Control Management to guide regulatory compliance and strengthen controls across trading and product teams. You will identify issues, escalate where needed, and drive timely remediation in a dynamic, global setting.

You’ll partner with supervisors, product managers, and compliance to maintain a disciplined control environment and support risk analytics across time zones.