Equities Control Manager - Vice President

JPMorgan Chase & Co.; New York (NY); On-site; USD 180,000 - 240,000; Full time

Job summary

JPMorgan Chase & Co. in New York seeks a Vice President in Equities Business Control Management to provide guidance to maintain robust regulatory compliance and a disciplined control environment.

You will collaborate with trading supervisors, product managers, and other stakeholders across time zones to identify, escalate, and remediate issues, while engaging with regulators as needed. This role offers exposure to multiple compliance domains and requires strong analytical thinking and effective

Qualifications

• Bachelor’s degree or equivalent experience.
• 7+ years of professional experience in financial services with controls, audit, quality assurance, operational risk management, compliance, or related function.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Strong written and verbal communication skills with the ability to distill complex information for senior management.
• Advanced analytical thinking, systematic problem-solving, and attention to detail.
• Demonstrated organizational skills and ability to manage competing priorities in a fast-paced environment.
• Collaborative across teams and global time zones.
• Adaptability and openness to learning from feedback and new challenges.

Responsibilities

• Develop, draft, and implement policies and procedures to ensure compliance with regulatory requirements.
• Research and analyze evolving regulatory frameworks to align processes with current standards.
• Serve as a subject matter expert on rules and regulations, providing guidance across teams.
• Engage with trading, product, account management, and compliance teams to address real-time issues.
• Triage and resolve compliance-related questions and incidents efficiently.
• Collaborate with outside counsel and regulators regarding supervisory frameworks.
• Lead cross-functional initiatives to enhance supervisory controls.
• Update team leads and internal decision-makers on regulatory compliance developments.
• Maintain a disciplined end-to-end control environment and ensure timely remediation of identified issues.

Skills

Communication

Analytical thinking

Problem solving

Organizational skills

Collaboration across time zones

Adaptability

Attention to detail

Education

Bachelor’s degree or equivalent experience

Tools

Microsoft Office Suite

Job description

Join us to make a global impact in a fast-paced, dynamic environment. As part of our Equities Business Control Management team, you’ll collaborate with diverse partners to drive operational risk excellence and help shape our response to an evolving regulatory landscape. Your expertise will help us maintain high standards and deliver meaningful results.

As a Vice President in Equities Business Control Management, you will provide critical guidance and oversight to ensure JPMorgan Chase maintains robust regulatory compliance. You’ll work with a collaborative team, gaining broad exposure across compliance domains and engaging with stakeholders such as trading supervisors and product managers. Your role will focus on maintaining a disciplined control environment, identifying and escalating issues, and supporting timely remediation efforts.

Job Responsibilities

• Develop, draft, and implement policies and procedures to ensure compliance with regulatory requirements
• Research and analyze evolving regulatory frameworks to align processes with current standards
• Serve as a subject matter expert on rules and regulations, providing guidance across teams
• Engage with trading, product, account management, and compliance teams to address real-time issues
• Triage and resolve compliance-related questions and incidents efficiently
• Collaborate with outside counsel and regulators regarding supervisory frameworks
• Lead cross-functional initiatives to enhance supervisory controls
• Update team leads and internal decision-makers on regulatory compliance developments
• Maintain a disciplined end-to-end control environment and maintain a disciplined end-to-end control environment? Wait no:
• Partner with the business for timely remediation of identified issues
  

Required Qualifications, Capabilities, and Skills

• Bachelor’s degree or equivalent experience
• Minimum 7 years of professional experience in financial services, with expertise in controls, audit, quality assurance, operational risk management, compliance, or a related business function
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
• Strong written and verbal communication skills, with the ability to distill complex information and interact effectively with senior management
• Advanced analytical thinking, systematic problem-solving abilities, and attention to detail
• Demonstrated organizational skills and ability to manage competing priorities in a fast-paced environment
• Collaborative approach with effective interaction across teams and global time zones
• Adaptability and openness to learning from feedback and new challenges

Preferred Qualifications, Capabilities, and Skills

• FINRA Certifications: SIE, Series 7, Series 57, Series 63, Series 24, Series 4
• Basic understanding of the trade life cycle, equity, and markets
• Prior front office exposure
• Experience with data analysis or familiarity with coding

To be eligible for this role, you must be authorized to work in the United States. We do not offer any type of employment-based immigration sponsorship for this role. Likewise, JPMorgan Chase & Co. will not provide any assistance or sign any documentation in support of any other form of immigration sponsorship or benefit, including optional practical training (OPT) or curricular practical training (CPT).