Equities Controls VP: Regulatory Risk & Compliance Leader

JPMorgan Chase & Co.; New York (NY); On-site; USD 180,000 - 240,000; Full time

Job summary

JPMorgan Chase & Co. in New York seeks a Vice President in Equities Business Control Management to provide guidance to maintain robust regulatory compliance and a disciplined control environment.

You will collaborate with trading supervisors, product managers, and other stakeholders across time zones to identify, escalate, and remediate issues, while engaging with regulators as needed. This role offers exposure to multiple compliance domains and requires strong analytical thinking and effective

Qualifications

• Bachelor’s degree or equivalent experience.
• 7+ years of professional experience in financial services with controls, audit, quality assurance, operational risk management, compliance, or related function.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Strong written and verbal communication skills with the ability to distill complex information for senior management.
• Advanced analytical thinking, systematic problem-solving, and attention to detail.
• Demonstrated organizational skills and ability to manage competing priorities in a fast-paced environment.
• Collaborative across teams and global time zones.
• Adaptability and openness to learning from feedback and new challenges.

Responsibilities

• Develop, draft, and implement policies and procedures to ensure compliance with regulatory requirements.
• Research and analyze evolving regulatory frameworks to align processes with current standards.
• Serve as a subject matter expert on rules and regulations, providing guidance across teams.
• Engage with trading, product, account management, and compliance teams to address real-time issues.
• Triage and resolve compliance-related questions and incidents efficiently.
• Collaborate with outside counsel and regulators regarding supervisory frameworks.
• Lead cross-functional initiatives to enhance supervisory controls.
• Update team leads and internal decision-makers on regulatory compliance developments.
• Maintain a disciplined end-to-end control environment and ensure timely remediation of identified issues.

Skills

Communication

Analytical thinking

Problem solving

Organizational skills

Collaboration across time zones

Adaptability

Attention to detail

Education

Bachelor’s degree or equivalent experience

Tools

Microsoft Office Suite

Job description

JPMorgan Chase & Co. in New York seeks a Vice President in Equities Business Control Management to provide guidance to maintain robust regulatory compliance and a disciplined control environment.

You will collaborate with trading supervisors, product managers, and other stakeholders across time zones to identify, escalate, and remediate issues, while engaging with regulators as needed. This role offers exposure to multiple compliance domains and requires strong analytical thinking and effective