Director, U.S. Operational Risk & Regulatory Change

TD

New York (NY)

On-site

USD 185,000 - 230,000

Full time

11 days ago
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Job summary

TD in New York is recruiting a Director for TDS U.S. Operational Risk Management & Regulatory Change & Transformation. The role leads regulatory change initiatives, governance programs, and cross‑functional risk transformation across TD Securities U.S.

The candidate will supervise major remediation efforts, coordinate with risk, compliance, legal, and enterprise teams, and drive risk maturity. Ideal candidates bring 12+ years in operational risk, a strong executive presence, and a graduate

Qualifications

  • Undergraduate degree in Business, Finance, Risk Management, or related field.
  • Graduate degree (MBA, Master’s, JD, or equivalent) strongly preferred.
  • 12+ years of experience in Operational Risk Management or related fields.
  • Experience with US wholesale banking and capital markets environments.
  • Strong executive communication and stakeholder management skills.

Responsibilities

  • Lead implementation of regulatory commitments and remediation activities impacting TDS U.S.
  • Coordinate regulatory change initiatives across businesses, risk functions, and corporate partners.
  • Assess impact of emerging regulatory developments on TDS U.S. operational risk programs.
  • Support regulatory examinations and related regulatory engagement activities.
  • Monitor execution and sustainability of regulatory remediation plans.
  • Lead large-scale operational risk and governance enhancement initiatives.
  • Drive implementation of new risk management capabilities, methodologies, and oversight processes.
  • Support development and execution of the TDS U.S. ORM strategic roadmap.
  • Coordinate cross-functional initiatives involving business, risk, compliance, legal, audit, and corporate partners.
  • Identify opportunities to enhance risk management effectiveness and governance maturity.
  • Represent TDS U.S. ORM in governance forums and enterprise working groups.
  • Provide advice and challenge to senior stakeholders on operational risk matters.
  • Partner with Enterprise Risk, Compliance, Legal, Internal Audit, and business leadership teams.
  • Support development of risk management capabilities across TDS U.S.

Skills

Executive communication
Stakeholder management
Regulatory change leadership
Strategic risk management
Cross-functional leadership

Education

Undergraduate degree in Business/Finance/Risk Mgmt
Graduate degree (MBA/JD) preferred

Job description

TD in New York is recruiting a Director for TDS U.S. Operational Risk Management & Regulatory Change & Transformation. The role leads regulatory change initiatives, governance programs, and cross‑functional risk transformation across TD Securities U.S.

The candidate will supervise major remediation efforts, coordinate with risk, compliance, legal, and enterprise teams, and drive risk maturity. Ideal candidates bring 12+ years in operational risk, a strong executive presence, and a graduate

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