Executive Director, Compliance Transformation Programs

TD; New York (NY); On-site; USD 150,000 - 180,000; Full time

Benefits offered by this job

Total Rewards Package

Accommodation support

Training & Onboarding

Job summary

TD Securities is seeking a senior Compliance Transformation leader in New York to oversee high-priority initiatives, drive governance, and coordinate budget planning. You will partner across Compliance, Technology, Risk, Legal, and Operations to translate priorities into executable plans with measurable outcomes.

The role requires deep regulatory knowledge, strong program governance, and a track record of delivering complex remediation and control enhancements in a global financial services

Qualifications

• 10+ years in Compliance/Risk/Regulatory/Controls or Transformation roles.
• Experience leading large-scale transformation with senior leadership visibility.
• Strong understanding of Compliance operating models and risk management.

Responsibilities

• Oversee high-priority Compliance initiatives (DPA/DOJ remediation, Market Conduct remediation).
• Maintain integrated remediation portfolio view for oversight and senior reporting.
• Track milestones, manage dependencies, identify risks and blockers.
• Develop executive-ready dashboards and budget impact reports.
• Coordinate annual Compliance technology budget process with stakeholders.

Skills

Governance

Portfolio management

Regulatory knowledge

Executive reporting

Stakeholder collaboration

Education

Bachelor’s degree

MBA/JD/CPA (preferred)

Tools

Budgeting

Job description

TD Securities is seeking a senior Compliance Transformation leader in New York to oversee high-priority initiatives, drive governance, and coordinate budget planning. You will partner across Compliance, Technology, Risk, Legal, and Operations to translate priorities into executable plans with measurable outcomes.

The role requires deep regulatory knowledge, strong program governance, and a track record of delivering complex remediation and control enhancements in a global financial services